Results of Operations and Financial Condition. On August 11, 2026, ERock, Inc. (the “Company”) issued a press release announcing its financial results for the fiscal quarter ended June 30, 2026, a copy of which is furnished with this Form 8-K as Exhibit 99.1 and incorporated herein by reference. The information contained in this Current Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by refe…

Material Modification to Rights of Security Holders. The information set forth in

Entry into a Material Definitive Agreement. In connection with the initial public offering (“ IPO ”) by ERock, Inc. (the “ Company ”) of shares of its Class A common stock, $0.01 par value per share (the “ Class A Common Stock ”), described in the prospectus (the “ Prospectus ”), dated June 9, 2026, filed with the Securities and Exchange Commission pursuant to Rule 424(b) of the Securities Act of 1933, as amended (the “ Securities Act ”), which is deemed to be part of the Registration Stateme…

Other Events. On June 11, 2026, the Company completed the IPO of 27,906,977 shares of Class A Common Stock for cash consideration of $21.50 per share. As contemplated in the Prospectus, the Company has used approximately $369.3 million of the proceeds (net of underwriting discounts and commissions) from the IPO to purchase 18,604,652 Class A Units from ER Holdings, which ER Holdings has in turn used to repay approximately $30.0 million of the outstanding indebtedness under its 2025 Term Loan…

Director: The filing discloses the initial appointment of a full board of directors in connection with the effectiveness of a registration statement, which is a standard formation event rather than a departure or routine annual re-election.

Unregistered Sales of Equity Securities. In connection with the closing of the IPO, the Company issued: (1) 20,267,046 shares of the Company’s Class A Common Stock to certain pre-IPO holders of units of ER Holdings in connection with the mergers of blocker entities, and (2) 171,226,057 shares of the Company’s Class B common stock, $0.01 par value per share (the “ Class B Common Stock ”), to certain pre-IPO holders of units of ER Holdings. The shares of Class A Common Stock and Class B Common…