Material Modification to Rights of Security Holders. The Board of Directors of Focus Universal Inc., a Nevada corporation (the “ Company ”) approved a reverse stock split of the Company’s issued and outstanding shares of common stock, par value $0.001 per share (the “ Common Stock ”) at a ratio of 4 to 1 (the “ Reverse Split ”). Reason for the Reverse Stock Split The Company is effecting the Reverse Split to satisfy the $1.00 minimum bid price requirement (the “ Minimum Bid Requirement ”), as…

Other Events. Compliance with Nasdaq Stock Market Continued Listing Standards Following the events summarized below, Focus Universal Inc. (the “ Company ”) believes, as of the date of this filing, that it has stockholders’ equity of at least $2.5 million as required for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(b)(1) (the “ Equity Rule ”). As previously disclosed in the Current Report on Form 8-K filed with the Securities and Exchange Commission (“ SEC ”) o…

Creation of Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. Lusher Holding entered into a loan with East West Bank to borrow $11,050,000, at 6.25% interest for the first 3 years, then floating at the Wall Street Journal Prime Rate plus (+) 0.25% for the remaining term, with a floor interest rate at 6.25% to facilitate the purchase of the Property (“ East West Loan ”). The East West Loan provides for 83 consecutive monthly principal and inte…

Completion of Acquisition or Disposition of Assets. On April 17, 2026, Focus Universal Inc. (the “ Company ”), through a wholly owned subsidiary, Lusher Holding LLC (the “ Lusher Holding ”), closed the acquisition of Class A office and commercial building along with a four-level parking structure, located at 901 Corporate Center Drive, Monterey Park, California 91754 (the “ Property ”). The Seller of the Property was 901 Corporate Center, LP (the “ Seller ”). The Seller does not have a materi…

Entry into a Material Definitive Agreement. The information set forth in

Entry into a Material Definitive Agreement. The information set forth in

Pursuant to the terms and conditions of the Purchase Agreement, the Investor purchased an aggregate of 1,117,318 Common Units at a purchase price of $3.58 per unit (or Pre-Funded Units at a purchase price of $3.57999 per unit, equal to the Common Unit offering price minus the Pre-Funded Warrant exercise price of $0.00001), (the “ Common Units ”), each Common Unit consisting of (i) one (1) share of common stock (or, in lieu thereof, one (1) Pre-Funded Warrant (the “ Pre-Funded Warrant ”), the…

Material Modification to Rights of Security Holders. The Board of Directors and stockholders of Focus Universal Inc., a Nevada corporation (the “Company”) approved a reverse stock split of the Company’s issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”) at a ratio 10 to 1 (the “Reverse Split”). On February 5, 2026, the Company issued a press release announcing the Reverse Split. Reason for the Reverse Stock Split The Company is effecting the Reverse…

Other Events. Regained Compliance with Nasdaq Stock Market Listing Standards Following the completion of the transactions summarized below, the Company believes, as of the date of this filing, that it has stockholders’ equity of at least $2.5 million as required for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(b)(1) (the “ Equity Rule ”). As previously reported, on June 30, 2025, Focus Universal Inc. (the “ Company ”) received a letter from the Listing Qualifi…

Material Modification to Rights of Security Holders. To the extent required by Item 3.03, the information contained in

Also as previously disclosed in the Current Report on Form 8-K , filed on October 27, 2025, the Company committed the sale of 750,000 shares of Series A Preferred Stock in a private placement to Edward Lee, the Chairman of the Company’s Board of Directors, as the lead investor and other accredited investors for an aggregate purchase price of $3,000,000, or $4.00 per share (the “ Series A Private Placement ”). On or about November 17, 2025, the Company received notice from the holders of Serie…

Pursuant to the terms and conditions of the Series B Agreement, the Investors committed to purchase up to $7,000,000 or 8,236 shares (the “ Commitment Amount ”) of the Company’s Series B Convertible Preferred Stock, par value $0.001 per share (the “ Series B Preferred Stock ”) at a price per share of $850.00 (the “ Series B Private Placement ”), which represents a 15% original issuance discount. There will be three Closings: (i) $3,000,000 for the purchase of the Series B Preferred Stock fund…

Entry into a Material Definitive Agreement. The information set forth in

Entry into a Material Definitive Agreement. On September 22, 2025, Focus Universal Inc., a Nevada corporation (the “Company”) entered into an At Market Issuance Sales Agreement (the “Sales Agreement”) with Ladenburg Thalmann & Co. Inc., as sales agent (the “Agent”), to sell shares of its common stock, $0.001 par value per share (the “Common Stock”), having an aggregate offering price of up to $3,547,506 (the “Shares”) from time to time through an “at the market offering” (the “ATM Offering”)…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On June 30, 2025, Focus Universal Inc. (the “Company”), received a letter from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”). The Staff notified the Company that since the Company’s Market Value of Listed Securities has fallen below $35,000,000, the Company no longer satisfies the requirements under Nasdaq Listing Rule 5550(b)(2) (the “MVLS Rule”). T…

Material Modification to Rights of Security Holders. The Board of Directors of Focus Universal Inc., a Nevada corporation (the “Company”) approved a reverse stock split of the Company’s authorized stock, and issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”) at a ratio 10 for 1 (the “Reverse Split”). On January 29, 2025, the Company issued a press release announcing the Reverse Split. Effects of the Reverse Split Effective Date; Symbol; CUSIP Number…

Entry Into a Material Definitive Agreement On November 16, 2024, Focus Universal Inc. (the “Company”) entered into a securities purchase agreement (the “Agreement”) with a private investor, Alumni Capital LP (the “Investor”). Pursuant to the terms and conditions of the Agreement, the Investor committed to purchase up to $20,000,000 (the “Commitment Amount”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), from the Company during the period commencing on November…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On September 20, 2024, Focus Universal Inc. (the “Company”) announced that it has received approval from Listing Qualifications Department of the Nasdaq Stock Market (“Nasdaq”) to transfer the listing from the Nasdaq Global Market to the Nasdaq Capital Market. The Company’s securities will be transferred to the Capital Market at the opening of business on September 23, 2024. As previously disc…

Entry into a Material Definitive Agreement. The information set forth in

Unregistered Sales of Equity Securities. Closing of Private Placement On or about September 18, 2024, Focus Universal Inc. (the “Company”, “we”, “us” or “our”) completed the sale of 4,300,000 shares of Common Stock (the “Shares”) in a private placement to certain eligible investors for an aggregate purchase price of $1,290,000, or $0.30 per share (the “Private Placement”). In connection with the Private Placement, on or about September 18, 2024, the Company entered into a subscription agreeme…

Entry into a Material Definitive Agreement. On September 15, 2024, Focus Universal Inc. (the “Company”, “we”, “us” or “our”) entered into a placement agency agreement (the “Placement Agency Agreement”), with Univest Securities, LLC (the “Placement Agent”). Pursuant to the Placement Agency Agreement, the Placement Agent agrees to use its reasonable best efforts to sell the Company’s common stock, par value $0.001 per share (the “Common Stock”) in a registered direct offering (the “Offering”).…

Entry into a Material Definitive Agreement On May 7, 2024, Focus Universal Inc. (the “Company”) entered into an agreement (the “Agreement”) with Silver Music LLC (the “Buyer”) to sell and leaseback the Company’s warehouse located at 2311 E. Locust Street, Ontario, California 91761 (the “Property”). The purchase price for the Property is $7,460,000 with $2,611,087.50 paid directly to the Company in cash, and the remaining $4,849,162.50 to be financed by the Buyer and paid to the Company upon a…

Vice President and Chief Strategy Officer — Warren Wang: Mr. Wang resigned for personal reasons.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On May 9, 2024, Focus Universal Inc. (the “ Company ”), received a letter from the Listing Qualifications Department (the “ Staff ”) of the Nasdaq Stock Market (“ Nasdaq ”). The May 9, 2024, letter was notifying the Company that based on the Staff’s review of the Company’s Market Value of Publicly Held Shares (“ MVPHS ”), the Company’s MVPHS has fallen below the required minimum of $15,000,000…

Vice President and Chief Strategy Officer — Warren Wang: The company hired Warren Wang as Vice President and Chief Strategy Officer.