Director — Carlos Gonzalez: A director resigned from the board without disagreement, representing a standard board departure rather than a senior executive loss.

Changes in Registrant’s Certifying Accountant. On July 20, 2026, after review and recommendation of the Audit Committee of the Board of Directors of the registrant (the “Company”), the Company appointed Rosenfield & Company, PLLC (“Rosenfield”) to replace Weinberg & Company, P.A. (“Weinberg & Company”) as the Company’s new independent registered public accounting firm for and with respect to the year ending December 31, 2026. In connection with Weinberg & Company’s audit during the year ended…

Unregistered Sales of Equity Securities. The matters described in

Entry into a Material Definitive Agreement. On July 16, 2026, the registrant (“Laser Photonics” or the “Company”) entered into warrant inducement agreements with the holders of existing Series A-5 and Series A-6 warrants to purchase up to 2,528,572 shares of the Company’s common stock (the “Existing Warrants”) at an original exercise price of $0.975 per share as set forth in the Company’s S-1 registration statement (Registration No. 333-297400) declared effective on July 16, 2026. The Company…

Principal Financial Officer — Roman Franklin: The CFO Portal's engagement was terminated, and Roman Franklin departed as Principal Financial Officer.

President and CEO — Wayne Tupuola: Wayne Tupuola is taking a three-month leave of absence for health reasons.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On June 12, 2026, the registrant (“Laser Photonics” or the “Company”) received a letter of compliance from Nasdaq stating that based on the Company having filed on June 11 ,2026, its Form 10-Q for the period ended March 31, 2026, the Staff has determined that Laser Photonics complies with the periodic filing requirement for The Nasdaq Stock Market under Listing Rule 5250(c)(1) (the “Rule”) and…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On May 21, 2026, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that since it had not received the Company’s Form 10-Q for the period ended March 31, 2026, the Company does not comply with Nasdaq’s Listing Rules for continued listing. Nasdaq stated that the Company has 60 days…

Chief Financial Officer and Principal Financial Officer — Roman Franklin: Laser Photonics appointed Roman Franklin as its Chief Financial Officer and Principal Financial Officer under a Master Services Agreement.

Entry into a Material Definitive Agreement. On April 26, 2026, the registrant (“Laser Photonics” or the “Company”) entered into a warrant inducement agreement with the holders of existing Series A-1 and Series A-2 warrants to purchase up to 5,715,085 shares of the Company’s common stock (the “Existing Warrants”) at an original exercise price of $0.70 per share as set forth in the Company’s S-1 registration statement (Registration No. 333-292932) declared effective on February 6, 2026. The Com…

Unregistered Sales of Equity Securities. The matters described in

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On April 20, 2026, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that since the Company has not yet filed its Form 10-K for the year ended December 31, 2025, it no longer complies with Nasdaq’s Listing Rules (the “Rules”), specifically Listing Rule 5250(c)(1), for continued l…

Entry into a Material Definitive Agreement. On March 15, 2026, the registrant (“Laser Photonics” or the “Company”) entered into a warrant inducement agreement with the holders of existing Series A and Series B warrants to purchase up to 1,373,630 shares of the Company’s common stock (the “Existing Warrants”) at an original exercise price of $3.40 per share as set forth in the Company’s S-1 registration statement (Registration No. 333-290875) declared effective on December 31, 2025. The Compan…

Unregistered Sales of Equity Securities. The matters described in

Executive Vice President of Global Operations and Strategy — Ann Tewari: Laser Photonics appointed Ann Tewari as Executive Vice President of Global Operations and Strategy.

Chief Financial Officer — Carlos Sardinas: Carlos Sardinas resigned as Chief Financial Officer, and the company is temporarily appointing Michael Lockey to serve as Principal Financial and Accounting Officer.

Changes in Registrant’s Certifying Accountant. On December 31, 2025, after review and recommendation of the Audit Committee of the Board of Directors of the registrant (the “Company”), the Company appointed Weinberg & Company, P.A. (“Weinberg & Company”) to replace M&K CPAS, PLLC (“M&K”) as the Company’s new independent registered public accounting firm for and with respect to the year ending December 31, 2025. During the Company’s quarter ended September 30, 2025, there were no (i) disagreem…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On December 30, 2025, the registrant (“Laser Photonics” or the “Company”) received a letter of compliance from Nasdaq stating that based on the Company having filed on December 23, 2025, its Form 10-Q for the period ended September 30, 2025, the Staff has determined that Laser Photonics complies with the periodic filing requirement for The Nasdaq Stock Market under Listing Rule 5250(c)(1) (the…

Director and Chairman of the Audit Committee — Qing Lu: Appointment of Qing Lu as a Director and Chairman of the Audit Committee, expanding the Board from five to seven members.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On November 20, 2025, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that since it had not received the Company’s Form 10-Q for the period ended September 30, 2025, the Company does not comply with Nasdaq’s Listing Rules for continued listing. Nasdaq stated that the Company ha…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On November 20, 2025, the registrant (“Laser Photonics” or the “Company”) received a notice from Nasdaq Listing Qualifications department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that since it had not received the Company’s Form 10-Q for the period ended September 30, 2025, the Company does not comply with Nasdaq’s Listing Rules for continued listing. Nasdaq stated that the Company ha…

Unregistered Sales of Equity Securities. The matters described in

Entry into a Material Definitive Agreement. On September 22, 2025, the registrant, Laser Photonics Corporation (the “Company” or “Laser Photonics”), entered into a securities purchase agreement (the “Purchase Agreement”) with certain accredited investors (the “Investors”), pursuant to which the Company agreed to issue and sell to the Investors in a private placement (the “Offering”) (i) 1,098,902 shares (the “Shares”) of common stock of the Company, $0.001 par value (the “Common Stock”), (ii)…

Entry Into a Material Definitive Agreement. On September 12, 2025, the registrant, Laser Photonics Corporation (the “Company” or “Laser Photonics”), entered into a Note Purchase Agreement (the “NPA”) with four holders pursuant to which it issued to such holders certain unsecured promissory notes (the “Notes”). The Notes are (i) in the total principal amount of $2,111,111.12 with an Original Issuance Discount (“OID”) equal to 10% that resulted in the Company receiving net proceeds of $1,129,40…

Entry Into a Material Definitive Agreement. On August 28, 2025, the registrant, Laser Photonics Corporation (the “Company” or “Laser Photonics”), closed a convertible note financing with Hudson Global Ventures, LLC (“Hudson Global”). In connection with this financing, the Company entered into a Securities Purchase Agreement (the “SPA”) with Hudson Global requiring that the Company (i) issue 418,000 shares of its common stock as commitment shares (the “Commitment Shares”), (ii) issue a warrant…