Results of Operations and Financial Condition. On August 3, 2026, Ocular Therapeutix, Inc. announced its financial results for the quarter ended June 30, 2026. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

Chief Financial Officer — Jason Robins: Jason Robins was promoted from interim Chief Financial Officer to the permanent role.

Results of Operations and Financial Condition. On May 5, 2026, Ocular Therapeutix, Inc. announced its financial results for the quarter ended March 31, 2026. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

Results of Operations and Financial Condition. On February 5, 2026, Ocular Therapeutix, Inc. announced its financial results for the quarter and year ended December 31, 2025. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

Chief Financial Officer and Chief Operating Officer — Donald Notman: Donald Notman is taking a temporary medical leave of absence, and Jason Robins has been appointed as interim Chief Financial Officer.

Results of Operations and Financial Condition. On November 4, 2025, Ocular Therapeutix, Inc. announced its financial results for the quarter ended September 30, 2025. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

Results of Operations and Financial Condition. On August 5, 2025, Ocular Therapeutix, Inc. announced its financial results for the quarter ended June 30, 2025. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

Other Events. Update regarding SOL-R Clinical Trial On May 28, 2025, the Company announced that it expected enrollment in SOL-R, the Company’s ongoing repeat-dosing registrational Phase 3 clinical trial for AXPAXLI TM (also known as OTX-TKI) for the treatment of wet AMD, would close within the week. The Company completed enrollment in the SOL-R clinical trial on May 31, 2025. Based on current and projected loading and randomization failure rates observed in SOL-R to date, the Company believes…

The filing details stockholder approvals of amendments to equity plans and a new compensation package for the CEO.

Results of Operations and Financial Condition. On May 5, 2025, Ocular Therapeutix, Inc. announced its financial results for the quarter ended March 31, 2025. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

Results of Operations and Financial Condition. On March 3, 2025, Ocular Therapeutix, Inc. announced its financial results for the quarter and year ended December 31, 2024. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

Chairman, President and Chief Executive Officer — Pravin Dugel, M.D.: Dr. Dugel received a new compensation package and equity awards in recognition of his expanded duties and responsibilities.

Results of Operations and Financial Condition. On November 14, 2024, Ocular Therapeutix, Inc. announced its financial results for the quarter ended September 30, 2024. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

The filing is about an amendment to the stock incentive plan, not a management change.

Chief Operating Officer and Chief Financial Officer — Donald Notman: Donald Notman was appointed as Chief Operating Officer while retaining his role as Chief Financial Officer.

Results of Operations and Financial Condition. On August 7, 2024, Ocular Therapeutix, Inc. announced its financial results for the quarter ended June 30, 2024. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

Costs Associated With Exit or Disposal Activities. On May 29, 2024, the board of directors (the “Board”) of Ocular Therapeutix, Inc. (the “Company”) approved a strategic reduction in force to eliminate 37 full-time employees of the Company, primarily in research and development and technical operations and representing approximately 13% of the Company’s workforce, as part of an initiative to prioritize Company resources on the clinical development of AXPAXLI ™ (axitinib intravitreal implant,…

Results of Operations and Financial Condition. On May 7, 2024, Ocular Therapeutix, Inc. announced its financial results for the quarter ended March 31, 2024. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

President and Chief Executive Officer — Pravin U. Dugel, M.D.: Dr. Pravin U. Dugel was promoted to President and Chief Executive Officer, succeeding Antony C. Mattessich.

Results of Operations and Financial Condition. On March 11, 2024, Ocular Therapeutix, Inc. announced its financial results for the quarter and year ended December 31, 2023. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with

Other Events . Additional Officer Appointments On February 21, 2024, the Company entered into an employment agreement with Sanjay Nayak, MBBS, Ph.D., providing for Dr. Nayak to serve as Chief Strategy Officer of the Company. On February 21, 2024, the Company entered into an employment agreement with Peter Kaiser, M.D., who previously served as Chief Medical Advisor—Retina to the Company, under which Dr. Kaiser agreed to serve as Medical Director of the Company on a part-time basis, working 50…

Results of Operations and Financial Condition. Although the Company is currently in the process of finalizing its financial results for the quarter and year ended December 31, 2023, its preliminary, unaudited cash and cash equivalents were approximately $195.8 million as of December 31, 2023, and its preliminary, unaudited net product revenue for the year ended December 31, 2023, was approximately $57.9 million. The estimated net product revenue and cash and cash equivalents figures are based…

Entry into a Material Definitive Agreement. Securities Purchase Agreement On February 21, 2024, Ocular Therapeutix, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Securities Purchase Agreement”) with certain institutional accredited investors (the “Investors”), pursuant to which the Company agreed to issue and sell to the Investors in a private placement an aggregate of 32,413,560 shares of the Company’s common stock, par value $0.0001 per sha…

Based in part upon the representations of the Investors in the Securities Purchase Agreement, the offering and sale of the Shares and the Pre-Funded Warrants is being conducted pursuant to an exemption from registration under Section 4(a)(2) of the Securities Act. The Shares and Pre-Funded Warrants have not been registered under the Securities Act or any state securities laws, and the Shares and Pre-Funded Warrants may not be offered or sold in the United States absent registration with the S…

Executive Chairman and Class III director — Pravin U. Dugel, M.D.: Dr. Pravin U. Dugel was appointed as Executive Chairman and Class III director with a comprehensive compensation package.