Results of Operations and Financial Condition . On October 30, 2026, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2026. See the Company's press release dated October 30, 2026, which is furnished as Exhibit 99 hereto.

Director — Wendy L. Schoppert: The filing discloses the routine election of a new director to the board, which is a standard governance event and not an executive departure.

Results of Operations and Financial Condition . On July 30, 2026, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2026. See the Company's press release dated July 30, 2026, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On May 1, 2026, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2026. See the Company's press release dated May 1, 2026, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On February 6, 2026, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2025. See the Company's press release dated February 6, 2026, which is furnished as Exhibit 99 hereto.

Director — Stuart M. Essig: Mr. Essig was elected as a director of the Company, increasing the Board size from nine to ten directors.

Results of Operations and Financial Condition . On October 31, 2025, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2025. See the Company's press release dated October 31, 2025, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On August 1, 2025, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2025. See the Company's press release dated August 1, 2025, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On May 2, 2025, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2025. See the Company's press release dated May 2, 2025, which is furnished as Exhibit 99 hereto.

Director — Ms. Gallo: The filing discloses the appointment of a director to the Audit Committee, which is a routine board governance action rather than an executive departure.

Results of Operations and Financial Condition . On January 31, 2025, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2024. See the Company's press release dated January 31, 2025, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On October 25, 2024, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2024. See the Company's press release dated October 25, 2024, which is furnished as Exhibit 99 hereto.

Director — Ann C. Gallo: The filing discloses the election of a new director to the board, which is a routine governance event and not a departure of a senior executive.

Results of Operations and Financial Condition . On August 2, 2024, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2024. See the Company's press release dated August 2, 2024, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On April 26, 2024, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2024. See the Company's press release dated April 26, 2024, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On February 2, 2024, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2023. See the Company's press release dated February 2, 2024, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On October 27, 2023, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2023. See the Company's press release dated October 27, 2023, which is furnished as Exhibit 99 hereto.

CFO — Timothy L. Carter: The CFO is retiring with a named external successor and a planned transition period, indicating an orderly succession rather than a sudden loss of leadership.

Results of Operations and Financial Condition . On July 28, 2023, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2023. See the Company's press release dated July 28, 2023, which is furnished as Exhibit 99 hereto.

The provided text is only the standard Item 5.02 header and does not contain specific details about a person, role, or action to classify.

Results of Operations and Financial Condition . On May 2, 2023, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2023. See the Company's press release dated May 2, 2023, which is furnished as Exhibit 99 hereto.

CEO — Chad R. Abraham: The filing discloses a compensatory stock option grant to the CEO, not a change in management position or departure.

Results of Operations and Financial Condition . On February 3, 2023, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2022. See the Company's press release dated February 3, 2023, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On October 28, 2022, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2022. See the Company's press release dated October 28, 2022, which is furnished as Exhibit 99 hereto.

Results of Operations and Financial Condition . On July 29, 2022, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2022. See the Company's press release dated July 29, 2022, which is furnished as Exhibit 99 hereto.