Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On August 24, 2026, Socket Mobile, Inc. (the "Company") received a letter (the "Notice") from the Listing Qualifications Department of The Nasdaq Stock Market LLC ("Nasdaq") notifying the Company that it no longer complies with Nasdaq Listing Rule 5550(b)(1), which requires companies listed on The Nasdaq Capital Market to maintain stockholders' equity of at least $2.5 million (the "Minimum Stoc…

Director — David Holmes: David Holmes was appointed as a member of the Board of Directors.

Results of Operations and Financial Condition On July 30, 2026, Socket Mobile, Inc. issued a press release reporting its results for the three and six months ended June 30, 2026. The full text of the press release is furnished as Exhibit 99.1.

Director — Brent MacDonald: Appointment of Brent MacDonald as a member of the Board of Directors.

President and CEO — Kevin Mills: Kevin Mills was removed from his role as President and CEO.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On May 19, 2026, Socket Mobile, Inc. (the “Company”) received a notice (the “Deficiency Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5550(a)(2) because the closing bid price of its common stock was below $1.00 per share for 30 consecutive business days. Nasdaq requires a minim…

Results of Operations and Financial Condition On May 5, 2026, Socket Mobile, Inc. issued a press release reporting its results for the three months ended March 31, 2026. The full text of the press release is furnished as Exhibit 99.1.

The Common Stock issuable upon conversion of the Notes is not currently registered under the Securities Act. The Notes, and the Common Stock issuable upon conversion thereof, are being issued to accredited investors in reliance upon exemptions from registration under Section 4(2) of the Securities Act and Rule 506 of Regulation D promulgated thereunder. These securities may not be offered or sold in the United States absent registration under, or an exemption from, the Securities Act and any…

Entry into a Material Definitive Agreement. On March 27, 2026, Socket Mobile, Inc. (the “Company”) completed a secured subordinated convertible note financing of $500,000 (the “Financing”). The proceeds of the Financing will be used to increase the Company’s working capital balances. The secured subordinated convertible notes (the “Notes”) have a three-year term and will mature March 27, 2029. The interest rate on the Notes is 10% per year, payable quarterly in cash. The holder of each Note m…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant The information set forth in

Entry into a Material Definitive Agreement. As previously disclosed in a Current Report on Form 8-K filed on May 30, 2023, Socket Mobile, Inc. (the “Company”) completed a secured subordinated convertible note financing of $1,600,000 on May 26, 2023. On March 18, 2026, the Company and the requisite holders of the outstanding notes entered into a Secured Subordinated Convertible Note Extension Agreement (the “Extension Agreement”), extending the maturity date of the notes from May 26, 2026 to M…

Results of Operations and Financial Condition On February 19, 2026, Socket Mobile, Inc. issued a press release reporting its results for the three and twelve months ended December 31, 2025. The full text of the press release is furnished as Exhibit 99.1.

Results of Operations and Financial Condition On October 22, 2025, Socket Mobile, Inc. issued a press release reporting its results for the three and nine months ended September 30, 2025. The full text of the press release is furnished as Exhibit 99.1.

Entry into a Material Definitive Agreement. As previously disclosed in a Current Report on Form 8-K filed on September 1, 2020, Socket Mobile, Inc. (the “Company”) completed a secured subordinated convertible note (the “Note”) financing of $1,530,000 on August 31, 2020. The Note was subsequently amended on November 16, 2022 and May 1, 2024, extending its maturity date to August 30, 2025, On July 31, 2025, the Company and the requisite holders of the outstanding notes entered into a Secured Su…

Results of Operations and Financial Condition On July 31, 2025, Socket Mobile, Inc. issued a press release reporting its results for the three and six months ended June 30, 2025. The full text of the press release is furnished as Exhibit 99.1.

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant The information set forth in

Entry into a Material Definitive Agreement. On May 30, 2025, Socket Mobile, Inc. (the “Company”) completed a secured subordinated convertible note financing of $1,500,000 (the “Financing”). The proceeds of the Financing will be used to increase the Company’s working capital balances. The secured subordinated convertible notes (the “Notes”) have a three-year term and will mature May 30, 2028. The interest rate on the Notes is 10% per year, payable quarterly in cash. The holder of each Note may…

The Common Stock issuable upon conversion of the Notes is not currently registered under the Securities Act. The Notes, and the Common Stock issuable upon conversion thereof, are being issued to accredited investors in reliance upon exemptions from registration under Section 4(2) of the Securities Act and Rule 506 of Regulation D promulgated thereunder. These securities may not be offered or sold in the United States absent registration under, or an exemption from, the Securities Act and any…

Results of Operations and Financial Condition On April 24, 2025, Socket Mobile, Inc. issued a press release reporting its results for the three months ended March 31, 2025. The full text of the press release is furnished as Exhibit 99.1.

Results of Operations and Financial Condition On February 25, 2025, Socket Mobile, Inc. issued a press release reporting its results for the three and twelve months ended December 31, 2024. The full text of the press release is furnished as Exhibit 99.1.

Results of Operations and Financial Condition On October 24, 2024, Socket Mobile, Inc. issued a press release reporting its results for the three and nine months ended September 30, 2024. The full text of the press release is furnished as Exhibit 99.1.

Entry into a Material Definitive Agreement. On August 21, 2024, Socket Mobile, Inc. (the “Company”) completed a secured subordinated convertible note financing of $1,000,000 (the “Financing”). The proceeds of the Financing will be used to increase the Company’s working capital balances. The secured subordinated convertible notes (the “Notes”) have a three-year term and will mature August 21, 2027. The interest rate on the Notes is 10% per year, payable quarterly in cash. The holder of each No…

The Common Stock issuable upon conversion of the Notes is not currently registered under the Securities Act. The Notes, and the Common Stock issuable upon conversion thereof, are being issued to accredited investors in reliance upon exemptions from registration under Section 4(2) of the Securities Act and Rule 506 of Regulation D promulgated thereunder. These securities may not be offered or sold in the United States absent registration under, or an exemption from, the Securities Act and any…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant The information set forth in

Entry into Material Definitive Agreements Employment Agreement Extension On August 9, 2024, Socket Mobile Inc. (the “Company”) extended Executive Employment Agreements (“Agreements”) with the following officers of the Company: Dave Holmes, Chief Business Officer; Leonard L. Ott, Senior Vice President and Chief Information Officer and Lynn Zhao, Chief Financial Officer (collectively the “Executives”). The Agreements replace the employment agreements previously reported in a Form 8-K dated May…