Results of Operations and Financial Condition. On August 4, 2026, Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) issued a press release (“Press Release”) announcing its financial results for the fourth quarter and fiscal year ended June 30, 2026. On August 4, 2026, the Company also posted an Earnings Webcast & Conference Call Presentation (the “Earnings Presentation”) on the Company’s Investor Relations website at www.broadridge-ir.com. Copies of the Press Release and Ea…

Other Events. On August 3, 2026, Broadridge's Board of Directors (the “Board”) declared a quarterly dividend of $1.09 per share payable on October 5, 2026 to stockholders of record on September 3, 2026. This declaration reflects the Board's approval of a 12% increase in the annual dividend from $3.90 to $4.36 per share, subject to the discretion of the Board to declare quarterly dividends. A copy of the press release announcing this dividend declaration is attached hereto as Exhibit 99.1 On A…

Director — Todd Diganci: The Board of Directors appointed Todd Diganci as a new Director.

Other Events. On May 21, 2026, Broadridge Financial Solutions, Inc. (the “Company) issued a press release announcing that its Board of Directors has declared a quarterly cash dividend of $0.975 per share. The dividend is payable on July 2, 2026 to stockholders of record at the close of business on June 12, 2026. A copy of the press release is attached hereto as Exhibit 99.1.

Entry into a Material Definitive Agreement. As previously announced, on May 4, 2026, Broadridge Financial Solutions, Inc. (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC, as representatives of the underwriters listed therein (the “ Underwriters ”), with respect to the offering and sale in an underwritten public offering (the “ Offering ”) b…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth in

Entry into a Material Definitive Agreement. On May 4, 2026, Broadridge Financial Solutions, Inc. (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC, as representatives of the underwriters listed therein, with respect to the offering and sale in an underwritten public offering (the “ Offering ”) by the Company of $500,000,000 aggregate principa…

Regulation FD Disclosure. On May 6, 2026, Broadridge Financial Solutions, Inc. (the “Company”) posted its May 2026 investor presentation to its website at broadridge-ir.com. The materials presented are attached hereto as Exhibit 99.1 and incorporated herein by reference. The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise s…

Results of Operations and Financial Condition. On April 30, 2026, Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) issued a press release (“Press Release”) announcing its financial results for the third quarter of fiscal year 2026 ended March 31, 2026. On April 30, 2026, the Company also posted an Earnings Webcast & Conference Call Presentation (the “Earnings Presentation”) on the Company’s Investor Relations website at www.broadridge-ir.com. Copies of the Press Release an…

Other Events. On March 6, 2026, Broadridge Financial Solutions, Inc. (the “Company) issued a press release announcing that its Board of Directors has declared a quarterly cash dividend of $0.975 per share. The dividend is payable on April 8, 2026 to stockholders of record at the close of business on March 16, 2026. A copy of the press release is attached hereto as Exhibit 99.1.

Regulation FD Disclosure. On February 6, 2026, Broadridge Financial Solutions, Inc. (the “Company”) posted its February 2026 investor presentation to its website at broadridge-ir.com. The materials presented are attached hereto as Exhibit 99.1 and incorporated herein by reference. The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or o…

Results of Operations and Financial Condition. On February 3, 2026, Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) issued a press release (“Press Release”) announcing its financial results for the second quarter of fiscal year 2026 ended December 31, 2025. On February 3, 2026, the Company also posted an Earnings Webcast & Conference Call Presentation (the “Earnings Presentation”) on the Company’s Investor Relations website at www.broadridge-ir.com. Copies of the Press Re…

Director — Brett Keller: Brett Keller resigned as a director, and two new directors were appointed.

Regulation FD Disclosure. On November 14, 2025, Broadridge Financial Solutions, Inc. (the “Company”) posted its November 2025 investor presentation to its website at broadridge-ir.com. The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporate…

Other Events. On November 13, 2025, Broadridge Financial Solutions, Inc. (the “Company) issued a press release announcing that its Board of Directors has declared a quarterly cash dividend of $0.975 per share. The dividend is payable on January 5, 2026 to stockholders of record at the close of business on December 12, 2025. A copy of the press release is attached hereto as Exhibit 99.1.

Results of Operations and Financial Condition. On November 4, 2025, Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) issued a press release (“Press Release”) announcing its financial results for the first quarter of fiscal year 2026 ended September 30, 2025. On November 4, 2025, the Company also posted an Earnings Webcast & Conference Call Presentation (the “Earnings Presentation”) on the Company’s Investor Relations website at www.broadridge-ir.com. Copies of the Press Re…

Regulation FD Disclosure. On September 5, 2025, Broadridge Financial Solutions, Inc. (the “Company”) posted its September 2025 investor presentation to its website at broadridge-ir.com. The materials presented are attached hereto as Exhibit 99.1 and incorporated herein by reference. The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information contained in and incorporated into

Entry into a Material Definitive Agreement. Term Credit Agreement On August 21, 2025 (the “ Closing Date ”), the Company entered into a term credit agreement (the “ Term Credit Agreement ”) among the Company, as Borrower, the Lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent, and provides for term loan commitments in an aggregate principal amount of $750 million (the “ Loan ”). The Loan was incurred in full by the Company on the Closing Date. Any amounts repaid or…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information contained in and incorporated into

Entry into a Material Definitive Agreement. Term Credit Agreement On August 21, 2025 (the “ Closing Date ”), Broadridge Financial Solutions, Inc. (the “ Company ”) entered into a term credit agreement (the “ Term Credit Agreement ”) among the Company, as Borrower, the Lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent, and provides for term loan commitments in an aggregate principal amount of $750 million (the “ Loan ”). The Loan was incurred in full by the Company…

Results of Operations and Financial Condition. On August 5, 2025, Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) issued a press release (“Press Release”) announcing its financial results for the fourth quarter and fiscal year ended June 30, 2025. On August 5, 2025, the Company also posted an Earnings Webcast & Conference Call Presentation (the “Earnings Presentation”) on the Company’s Investor Relations website at www.broadridge-ir.com. Copies of the Press Release and Ea…

Other Events. On August 4, 2025, Broadridge's Board of Directors (the “Board”) declared a quarterly dividend of $0.975 per share payable on October 2, 2025 to stockholders of record on September 11, 2025. This declaration reflects the Board's approval of an 11% increase in the annual dividend from $3.52 to $3.90 per share, subject to the discretion of the Board to declare quarterly dividends. With this increase, the Company's annual dividend has increased for the 19th consecutive year since b…

Other Events. On May 13, 2025, Broadridge Financial Solutions, Inc. (the “Company) issued a press release announcing that its Board of Directors has declared a quarterly cash dividend of $0.88 per share. The dividend is payable on July 2, 2025 to stockholders of record at the close of business on June 13, 2025. A copy of the press release is attached hereto as Exhibit 99.1.

Regulation FD Disclosure. On May 9, 2025, Broadridge Financial Solutions, Inc. (the “Company”) posted its May 2025 investor presentation to its website at broadridge-ir.com. The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by refere…