Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On August 21, 2026, CaliberCos Inc. (the “Company” or “Caliber”) received a letter from the Listing Qualifications Staff (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) indicating that the bid price of the Company’s Class A common stock, par value $0.001 per share (the “Common Stock”), had closed below $1.00 per share for 33 consecutive business days and, as a result, the Company is no…

Results of Operations and Financial Condition. On August 13, 2026 , CaliberCos Inc. (the “Company”) issued a press release and earnings supplemental reporting second quarter financial results. The Company also released supplemental financial results for its asset management “Platform” business. A copy of the press release, earnings supplemental, and Platform supplemental financial results are attached hereto as Exhibit 99.1, Exhibit 99.2, and Exhibit 99.3 and the information therein is incorp…

Chief Financial Officer — Mr. Jade Leung: Resigned for personal reasons with a separation agreement.

Results of Operations and Financial Condition. On May 13, 2026, CaliberCos Inc. (the “Company”) issued a press release and earnings supplemental reporting first quarter financial results. The Company also released supplemental financial results for its asset management “Platform” business. A copy of the press release, earnings supplemental, and Platform supplemental financial results are attached hereto as Exhibit 99.1, Exhibit 99.2, and Exhibit 99.3 and the information therein is incorporate…

Unregistered Sales of Equity Securities. The information in

Entry into a Material Definitive Agreement. In March 2026, CaliberCos Inc. (the “Company”) launched a note conversion program (the “Program”) pursuant to which holders (the “Note Holders”) of certain of the Company’s unsecured, outstanding promissory notes (the “Notes”) may elect to convert all or part of their Notes into (i) shares of the Company’s Class A common stock, par value $0.001 (“Common Stock”) pursuant to a common stock subscription agreement, or (ii) shares of Series AAA Convertib…

Material Modification to Rights of Security Holders. On April 9, 2026, the Company filed a Certificate of Amendment (the “Series A Amendment”) to the Certificate of Designation for the Company’s Series A Convertible Preferred Stock (the “Series A Certificate of Designation”) with the Delaware Secretary of State’s Office. Pursuant to the Series A Amendment, the Series A Convertible Preferred Stock (the “Series A Preferred Stock”) will rank pari passu with the Series AAA Preferred Stock and the…

Director — Dan Hansen and Michael Trzupek: Two directors are not standing for re-election at the annual meeting.

Results of Operations and Financial Condition. On March 25, 2026, CaliberCos Inc. (the “Company”) issued a press release and earnings supplemental reporting fourth quarter financial results. The Company also released supplemental financial results for its asset management “Platform” business. A copy of the press release, earnings supplemental, and Platform supplemental financial results are attached hereto as Exhibit 99.1, Exhibit 99.2, and Exhibit 99.3 and the information therein is incorpor…

The filing is about stockholder votes on a Plan Amendment and adjournment, not a management change.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed on that certain Current Report on Form 8-K as filed with the Securities and Exchange Commission on August 27, 2025, on August 27, 2025, CaliberCos Inc. (the “Company”) received a notification letter from the Nasdaq Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that its amount of stockholders’ equity had fallen…

Results of Operations and Financial Condition. On November 13, 2025, CaliberCos Inc. (the “Company”) issued a press release and earnings supplemental reporting third quarter financial results. The Company also released supplemental financial results for its asset management “Platform” business. A copy of the press release, earnings supplemental, and Platform supplemental financial results are attached hereto as Exhibit 99.1, Exhibit 99.2, and Exhibit 99.3 and the information therein is incorp…

Entry into a Material Definitive Agreement. In October 2025, CaliberCos Inc. (the “Company”) launched a note conversion program (the “Program”) pursuant to which holders (the “Note Holders”) of certain of the Company’s unsecured, outstanding promissory notes (the “Notes”) may elect to convert all or part of their Notes into shares of the Company’s Class A common stock, par value $0.001 (“Common Stock”) pursuant to conversion agreements. The Program provides that the Notes may be converted in…

Unregistered Sales of Equity Securities. The information in

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed on that certain Current Report on Form 8-K as filed with the Securities and Exchange Commission on August 27, 2025 (the “Original 8-K”), on August 27, 2025, CaliberCos Inc. (the “Company”) received a notification letter (the “Notice”) from the Nasdaq Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that its amoun…

Regulation FD Disclosure. On October 16, 2025, CaliberCos Inc. (the “Company” or “Caliber”) issued a press release announcing the completion of a strategic $2.0 million purchase of Chainlink (LINK) tokens, further strengthening its Digital Asset Treasury (DAT) Strategy and underscoring its commitment to blockchain innovation. Caliber acquired 94,903 LINK tokens at an average price of $21.07 per token (including fees and expenses). A copy of the press release is attached to this Current Report…

and in the accompanying Exhibit 99.1 shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended (the “Securities Act”), except as shall be expressly set forth by specific reference in such filing.

Regulation FD Disclosure. On September 29, 2025, CaliberCos Inc. (the “Company” or “Caliber”) issued a press release announcing that its joint venture development, PURE Pickleball & Padel TM (“PURE”) construction documents are complete, submitted and accepted for review by Salt River Pima-Maricopa Indian Community (SRP-MIC). This milestone marks the start of PURE’s building permitting process, the final step before construction begins on the facility. A copy of the press release is attached t…

Changes in Registrant’s Certifying Accountant. On September 25, 2025, the Audit Committee of the Board of Directors (the “Board”) of CaliberCos Inc. (the “Company”) recommended and the Board approved (i) the appointment of Urish Popeck & Co., LLC (“Urish Popeck”) as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025 and related interim periods and, concurrently, (ii) the dismissal of Deloitte & Touche LLP (“Deloitte”) as the Company’s inde…

Unregistered Sales of Equity Securities. The information set forth in

Entry into a Material Definitive Agreement. Securities Purchase Agreement On September 11, 2025, CaliberCos Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with Mast Hill Fund, L.P. (the “Investor”) as the purchaser, pursuant to which the Company issued the Investor 15,868 shares of Series B Preferred Stock at a per share purchase price of $1,000 for gross proceeds to the Company of $15,868,000. The foregoing description of the Purchase Agreement d…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth in

Entry into a Material Definitive Agreement. On July 19, 2025, CaliberCos Inc. (the “Company”) entered into a advisory agreement (the “Agreement”) with Blake Elliot, Inc. (“Janover”). As compensation for the services provided by Janover to the Company, the Company shall issue Janover or its designees a total of 50,000 shares of Class A common stock, par value $0.001 (“Common Stock”). Pursuant to the Agreement, on or about July 19, 2025 the Company issued 25,000 restricted shares to Janover and…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On August 27, 2025, CaliberCos Inc. (the “Company”) received written notice from The Nasdaq Stock Market LLC (“Nasdaq”) that, based on the Company’s stockholders’ equity of $(17,604,000) as reported on its Quarterly Report on Form 10-Q for the quarter ended June 30, 2025, the Company is no longer in compliance with Nasdaq Listing Rule 5550(b)(1), which requires companies listed on the Nasdaq C…

Other Events On August 28, 2025, the Board of Directors of the Company approved the adoption of a Digital Asset Treasury Strategy and Digital Asset Treasury Policy. Further to the treasury policy, the principal holding in the Company's treasury reserve on its balance sheet will be allocated to digital assets, starting with Chainlink (LINK) by applying a public-market treasury model to an asset that’s earlier in its lifecycle, structurally reflexive, and vastly underexposed as compared to Bitc…