Results of Operations and Financial Condition. On September 3, 2026, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its fiscal year ended June 30, 2026. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or…

Results of Operations and Financial Condition. On June 5, 2026, U.S. Global Investors, Inc. (the “Company”) filed an Amended Quarterly Report on Form 10-Q/A for the three and nine months ended March 31, 2026 (the Form 10-Q/A”). On the same date, the Company issued a press release reporting corrected financial results for those periods in connection with the filing of the Form 10-Q/A. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The information f…

Results of Operations and Financial Condition. On May 13, 2026, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended March 31, 2026. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or otherwis…

Results of Operations and Financial Condition. On February 20, 2026, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended December 31, 2025. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or…

Results of Operations and Financial Condition. On November 12, 2025, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended September 30, 2025. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or…

Results of Operations and Financial Condition. On September 8, 2025, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its fiscal year ended June 30, 2025. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or…

Results of Operations and Financial Condition. On May 8, 2025, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended March 31, 2025. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or otherwise…

Results of Operations and Financial Condition. On February 12, 2025, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended December 31, 2024. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or…

Director — Bobby Duncan: The board appointed Bobby Duncan as a new director, expanding the Board to five members.

Results of Operations and Financial Condition. On November 7, 2024, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended September 30, 2024. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or…

Results of Operations and Financial Condition. On September 10, 2024, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its fiscal year ended June 30, 2024. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or…

Results of Operations and Financial Condition. On May 9, 2024, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended March 31, 2024. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or otherwise…

Results of Operations and Financial Condition. On February 8, 2024, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended December 31, 2023. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or o…

Results of Operations and Financial Condition. On December 14, 2023, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended September 30, 2023. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or…

Results of Operations and Financial Condition. On November 16, 2023, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its fiscal year ended June 30, 2023. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or…

Notice of delisting or failure to satisfy a continued listing rule or standard; transfer of listing. On November 16, 2023, U.S. Global Investors, Inc. (the “Company”) received a letter (the “Non-Compliance Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not filed its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 (the “Form 10-Q”) within the prescribed time period and was delinquent…

Notice of delisting or failure to satisfy a continued listing rule or standard; transfer of listing. On October 16, 2023, U.S. Global Investors, Inc. (the “Company”) received a letter (the “Non-Compliance Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not filed its Annual Report on Form 10-K for the fiscal year ended June 30, 2023 (the “Form 10-K”) within the prescribed time period, the Company is not in c…

Results of Operations and Financial Condition. On June 22, 2023, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended March 31, 2023. A copy of the press release is attached and being furnished as Exhibit 99.1.

Results of Operations and Financial Condition. On June 9, 2023, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended December 31, 2022. A copy of the press release is attached and being furnished as Exhibit 99.1.

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review. On March 1, 2023, the Company’s audit committee (the “Audit Committee”), based on the recommendation of, and after consultation with, the Company’s management, and as discussed with BDO USA, LLP (“BDO”), the Company’s independent registered public accounting firm for the previously issued financial statements, concluded that the Company’s audited financial statements as reported in th…

Results of Operations and Financial Condition. On March 1, 2023, U.S. Global Investors, Inc. (the “Company”) reached a determination to restate the Company’s consolidated financial statements and related disclosures for the fiscal year ended June 30, 2022, and for the three months ended September 30, 2022. For additional information about the restatement and related matters, please see

Notice of delisting or failure to satisfy a continued listing rule or standard; transfer of listing. On February 16, 2023, U.S. Global Investors, Inc. (the “Company”) received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not filed its Quarterly Report on Form 10-Q for the period ended December 31, 2022 (the “Form 10-Q”) within the prescribed time period, the Company is not in compliance with the timely f…

Changes in Registrant's Certifying Accountant. (b) Engagement of New Independent Registered Public Accounting Firm. On December 16, 2022, the Board of Directors of U.S. Global Investors, Inc. (the "Company"), engaged Grant Thornton LLP (“Grant Thornton”) as the Company's new independent registered public accounting firm commencing with the review of the Company’s financial statements to be included in the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ending December 31, 2022.…

Results of Operations and Financial Condition. On November 10, 2022, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended September 30, 2022. A copy of the press release is attached and being furnished as Exhibit 99.1.

Changes in Registrant's Certifying Accountant. (a) Changes in Independent Registered Public Accounting Firm. On October 12, 2022, BDO USA, LLP (“BDO”), the independent registered public accounting firm to U.S. Global Investors, Inc. (the "Company"), informed the Company of its decision to decline to stand for re-appointment for this role for the fiscal year ending June 30, 2023, and that they would resign as our independent registered public accounting firm effective upon the filing of our Fo…