Entry into a Material Definitive Agreement. On August 18, 2026, the Board of Directors (“Board”) of SOBR Safe, Inc. (the “Company”) approved but did not pay out bonuses for certain of its directors. On September 22, 2026, the Board approved retention bonuses for certain of its directors in order to induce the directors to continue on with the Company through its annual stockholder meeting for 2026. The total amount of the retention bonuses (the “Retention Bonuses”), payable to each participat…

CEO — David Gandini: The filing discloses retention agreements and bonus payments to executives in the context of a potential company dissolution, not a change in management or departure.

Termination of Material Definitive Agreement. As previously disclosed in the Current Report on Form 8-K as filed on April 30, 2026 (the “April 2026 8-K”) with the Securities and Exchange Commission (the “SEC”), on April 24, 2026, SOBR Safe, Inc. (the “Company”) entered into an Agreement and Plan of Merger and Reorganization (the “Merger Agreement”) with Clean World Ventures, Inc., a Nevada corporation (“CWV”), Roy DiBenerdini (“Principal”), and SOBR Safe Merger Sub, Inc., a Nevada corporation…

of the April 2026 8-K, which description is incorporated herein by reference. Such description is qualified in its entirety by reference to the full text of the Merger Agreement, attached as Exhibit 2.1 to the April 2026 8-K, which is incorporated herein by reference. On September 17, 2026, the Company, CWV, Merger Sub, and Principal terminated the Merger Agreement by entering into a Mutual Termination Agreement and Release (the “Termination Agreement”) effective as of the same date. The Term…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On September 14, 2026, SOBR Safe, Inc. (the “Company”) received a letter from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that its common stock will be delisted from the Nasdaq Capital Market (the “Delisting Notice”) at the open of trading on September 16, 2026. The Company may request that the Nasdaq Listing and Hearing R…

Director — Ford Fay: The filing discloses the immediate resignation of a director, which constitutes a genuine departure from the board, though the stated lack of disagreement suggests a neutral or low-conflict exit.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On August 21, 2026, SOBR Safe, Inc. (the “Company”) received an additional staff determination letter (the “Additional Letter”) from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Company’s stockholders’ equity reported on its Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 as filed with the Securit…

Costs Associated with Exit or Disposal Activities. On July 10, 2026, the Board of Directors approved and committed to a course of action to discontinue its revenue generating operations derived from its alcohol monitoring and detection hardware and software solutions effective July 31, 2026 which includes the sale of the Company’s SOBRcheck and SOBRsure devices, and its SOBRsafe software services. This plan of action is in connection with the Company’s restructuring as disclosed in our Curren…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously reported in the Company’s Current Report on Form 8-K filed on March 25, 2026, on March 19, 2026, SOBR Safe, Inc. (the “Company”) received a deficiency letter (the “Letter”) from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the preceding 30 consecutive business days, the closing bid price of the Compa…

Costs Associated With Exit or Disposal Activities. On May 7, 2026, the Company committed to and commenced a restructuring to reduce operating costs and better align its workforce with the needs of its business following its entry into the Agreement and Plan of Merger and Reorganization with Clean World Ventures Inc. and SOBR Safe Merger Sub, Inc., dated April 24, 2026, as previously recorded on the Company’s Current Report on Form 8-K filed on April 30, 2026. Under the restructuring plan, the…

Entry into a Material Definitive Agreement. Merger Agreement On April 24, 2026, SOBR Safe, Inc., a Delaware corporation (the “Company”), entered into a Agreement and Plan of Merger and Reorganization (the “Merger Agreement”) with Clean World Ventures, Inc., a Nevada corporation (“CWV”), and SOBR Safe Merger Sub, Inc., a Nevada corporation and wholly owned subsidiary of the Company (“Merger Sub”), pursuant to which, among other matters, and subject to the satisfaction or waiver of the conditio…

Regulation FD Disclosure. On April 30, 2026, the Company and CWV issued a joint press release announcing the entry into the Merger Agreement. The press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference, except that the information contained on the websites referenced in the press release is not incorporated herein by reference. The information in this Item 7.01, including Exhibit 99.1 attached hereto, shall not be deemed “filed” for p…

Changes in Control of Registrant. To the extent required by this Item, the information included in

The filing appears to be a placeholder or incomplete, without specific details about any management change.

Termination of a Material Definitive Agreement As previously reported on the Company’s Current Report on Form 8-K filed on December 30, 2025, on December 22, 2025, the Company entered into a letter of engagement (the “Placement Agent Agreement”) with H.C. Wainwright & Co., LLC (“HCW”), pursuant to which HCW has a right of first refusal to act as the Company’s exclusive financial advisor for the Merger. On April 30, 2026, in connection with the terms of the Merger Agreement, the Company and CW…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On March 19, 2026, SOBR Safe, Inc. (the “Company”) received a deficiency letter (the “Letter”) from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the preceding 30 consecutive business days, the closing bid price of the Company’s common stock remained below the minimum $1.00 per share requirement for continued inclu…

The terms of the executive employment agreements for the CEO and CFO were extended.

Entry into a Material Definitive Agreement. The information set forth in

Entry into a Material Definitive Agreement. Securities Purchase Agreement On December 24, 2025, SOBR Safe, Inc., a Delaware corporation (the “Company”), entered into a private placement transaction (the “Private Placement”), pursuant to a Securities Purchase Agreement (the “Purchase Agreement”) with certain institutional investors (the “Purchasers”) for aggregate gross proceeds of $2,000,002.20, before deducting fees to the placement agent and other expenses payable by the Company in connecti…

The securities in connection with the Private Placement will be issued without prior registration in reliance upon the exemption from registration provided by Section 4(a)(2) of the Securities Act, and Rule 506(b) of Regulation D thereunder. In connection with the Purchasers’ execution of the Purchase Agreement, the Purchasers represented to us that they are each an “accredited investor” as defined in Regulation D of the Securities Act and that the securities to be purchased by them will be a…

The filing describes compensatory arrangements for past services to certain officers and directors.

The filing is a placeholder for required disclosures and does not indicate any specific management change.

Mr. Whitaker: The filing describes an indemnification agreement for Mr. Whitaker as an officer of the Company.

above, effective May 1, 2025, Ms. Kris Pederson was appointed a director of the Company. Ms. Pederson brings to the Company a valuable combination of governance, strategic consulting, and operational leadership to the Company’s Board. Her ability to provide insight into digital innovation and strategic execution will be a critical asset to the Company as it continues to scale and refine the SOBRsafe brand, positioning the Company for long-term sustainable growth. Ms. Pederson is a retired EY…

Entry into a Material Definitive Agreement Private Placement Transaction On October 7, 2024, SOBR Safe, Inc., a Delaware corporation (the “ Company ”), entered into a private placement transaction (the “ Private Placement ”), pursuant to a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain institutional investors (the “ Purchasers ”) for aggregate gross proceeds of $8.2 million, before deducting fees to the placement agent and other expenses payable by the Company in conn…