is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “ Securities Act ”) or the Exchange Act, except as expressly set forth by specific reference in such filing. For the avoidance of doubt, all of the Refinancing Facility terms…

Entry into a Material Definitive Agreement Second KeyBank Credit Agreement Amendment Certain of the Company’s subsidiaries entered into an amendment, dated as of October 30, 2026, to that certain Amended and Restated Credit Agreement, dated as of March 19, 2021 (as amended, restated, or modified from time to time, the “ Second KeyBank Credit Agreement ”), by and among KWS Solar Term Parent 1, LLC, KWS Solar Term Parent 2, LLC, KWS Solar Term Parent 3, LLC and Spruce Power 3 HoldCo, LLC, each…

Material Modifications to Rights of Security Holders. On October 30, 2026, Spruce Power Holding Corporation (the “Company”) filed (i) a certificate of conversion with the Secretary of State of the State of Delaware and (ii) a certificate of conversion with the Secretary of State of the State of Texas, pursuant to which the change in domicile of the Company from the State of Delaware to the State of Texas (the “Redomiciliation”) became effective on October 30, 2026 (the “Effective Time”). At t…

Director — Clara Nagy McBane: A director resigned from the board and audit/compensation committees, with a named successor appointed to fill the vacancy.

Director — Clara Nagy McBane: The filing reports the resignation of a director and the appointment of a successor, which is a standard board composition change rather than the loss of a senior executive officer.

Results of Operations and Financial Condition. On August 12, 2026, Spruce Power Holding Corporation (the “Company”) issued a press release (the “Press Release”) announcing the Company’s results for the second quarter ended June 30, 2026. A copy of the Press Release is being furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information disclosed in or incorporated by reference into this Item 2.02, including Exhibit 99.1, is furnished and shall not be deemed filed fo…

Results of Operations and Financial Condition. On August 12, 2026 , Spruce Power Holding Corporation (the “Company”) issued a press release (the “Press Release”) announcing the Company’s results for the second quarter ended June 30, 2026. A copy of the Press Release is being furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information disclosed in or incorporated by reference into this Item 2.02, including Exhibit 99.1, is furnished and shall not be deemed filed f…

General Counsel — Bobby L. Owens: The company appointed a new General Counsel from an external candidate.

director — Ja-chin Audrey Lee: Ms. Lee resigned from her position as a director of the Company effective immediately.

Results of Operations and Financial Condition. On May 13, 2026 , Spruce Power Holding Corporation (the “Company”) issued a press release (the “Press Release”) announcing the Company’s results for the first quarter ended March 31, 2026. A copy of the Press Release is being furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information disclosed in or incorporated by reference into this Item 2.02, including Exhibit 99.1, is furnished and shall not be deemed filed for…

Results of Operations and Financial Condition. On March 30, 2026 , Spruce Power Holding Corporation (the “Company”) issued a press release (the “Press Release”) announcing the Company’s results for the fourth quarter ended December 31, 2025. A copy of the Press Release is being furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information disclosed in or incorporated by reference into this Item 2.02, including Exhibit 99.1, is furnished and shall not be deemed file…

Chief Financial Officer — Thomas J. Cimino: Mr. Cimino was promoted from Interim Chief Financial Officer to a full-time, permanent CFO role.

Results of Operations and Financial Condition. On November 12, 2025 , Spruce Power Holding Corporation (the “Company”) issued a press release (the “Press Release”) announcing the Company’s results for the third quarter ended September 30, 2025. A copy of the Press Release is being furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information disclosed in or incorporated by reference into this Item 2.02, including Exhibit 99.1, is furnished and shall not be deemed f…

Costs Associated with Exit or Disposal Activities. On September 16, 2025, the Board of Directors approved a plan to implement a reduction in force as part of the Company’s broader efforts to streamline operations. The Company expects that these efforts, including the reduction in force, will result in annualized cost savings of approximately $20 million, when fully implemented. The reduction in force is expected to affect approximately 40 employees and contractors, representing approximately…

Completion of Acquisition or Disposition of Assets. On September 5, 2025, the Company acquired 7 additional solar energy systems from CEV, pursuant to the APA, for approximately $0.2 million in cash, subject to the terms and conditions set forth therein. 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SPRUCE POWER HOLDING CORPORATION Date: Septemb…

Results of Operations and Financial Condition. On August 11, 2025 , Spruce Power Holding Corporation (the “Company”) issued a press release (the “Press Release”) announcing the Company’s results for the second quarter ended June 30, 2025. A copy of the Press Release is being furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information disclosed in or incorporated by reference into this Item 2.02, including Exhibit 99.1, is furnished and shall not be deemed filed f…

Completion of Acquisition or Disposition of Assets. On June 26, 2025, the Company acquired 18 additional solar energy systems from CEV, pursuant to the APA, for approximately $0.5 million in cash, subject to the terms and conditions set forth therein. 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SPRUCE POWER HOLDING CORPORATION Date: June 27, 2…

Completion of Acquisition or Disposition of Assets. On June 10, 2025, the Company acquired 25 additional solar energy systems from CEV, pursuant to the APA, for approximately $0.7 million in cash, subject to the terms and conditions set forth therein. 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SPRUCE POWER HOLDING CORPORATION Date: June 13, 2…

Interim Chief Financial Officer — Thomas J. Cimino: Mr. Thomas J. Cimino was appointed as the Company's Interim Chief Financial Officer.

Results of Operations and Financial Condition. On May 15, 2025 , the Company issued the Amended Earnings Release announcing the Company’s results for the first quarter ended March 31, 2025. A copy of the Amended Earnings Release is being furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The changes described in the Explanatory Note are reflected in the Amended Earnings Release. The information disclosed in or incorporated by reference into this Item 2.02, including Exh…

Other Events. On May 13, 2025, Spruce Power Holding Corporation (the “Company”) issued a press release announcing that the Company’s board of directors authorized a share repurchase program (the “Share Repurchase Program”) pursuant to which the Company may repurchase up to $50 million of the Company’s common stock on or before May 15, 2027, beginning upon the expiry of its current share repurchase program on May 15, 2025. The Share Repurchase Program authorizes the Company to effect repurchas…

Results of Operations and Financial Condition. On May 14, 2025 , Spruce Power Holding Corporation (the “Company”) issued a press release (the “Press Release”) announcing the Company’s results for the first quarter ended March 31, 2025. A copy of the Press Release is being furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information disclosed in or incorporated by reference into this Item 2.02, including Exhibit 99.1, is furnished and shall not be deemed filed for…

Chief Financial Officer and Head of Sustainability — Sarah Wells: Ms. Wells resigned for personal reasons.

Completion of Acquisition or Disposition of Assets. On April 24, 2025, the Company acquired 66 additional solar energy systems from CEV, pursuant to the APA, for approximately $1.7 million in cash, subject to the terms and conditions set forth therein. 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SPRUCE POWER HOLDING CORPORATION Date: April 29,…

Results of Operations and Financial Condition. On March 31, 2025 , Spruce Power Holding Corporation (the “Company”) issued a press release (the “Press Release”) announcing the Company’s results for the fourth quarter and year ended December 31, 2024. A copy of the Press Release is being furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information disclosed in or incorporated by reference into this Item 2.02, including Exhibit 99.1, is furnished and shall not be de…