Entry into a Material Definitive Agreement. On October 29, 2026, AquaBounty Technologies, Inc. (the “Company”) issued a promissory note (the “Note”) to Commas International LLC (the “Lender”), an affiliate of Univest Securities, LLC (“Univest Securities”), under which the Lender may make advances to the Company from time to time in an aggregate principal amount of up to $1,000,000 (the “Bridge Loan”). The material terms of the Bridge Loan are as follows: Advances . The principal amount outsta…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. On October 29, 2026, upon receipt of the initial advance, the Company became obligated on the Note described in

Entry into a Material Definitive Agreement. On October 7, 2026, AquaBounty Technologies, Inc. (the “Company”) entered into conversion agreements (the “Series A Conversion Agreements”) with the holders of the Company’s Series A Convertible Preferred Stock, par value $0.01 per share (the “Series A Preferred Stock”), and conversion agreements (the “Series B Conversion Agreements” and, together with the Series A Conversion Agreements, the “Conversion Agreements”) with the holders of the Company’s…

Unregistered Sales of Equity Securities. The Conversion Shares to be issued pursuant to the Conversion Agreements described in

Regulation FD Disclosure. On August 6, 2026, AquaBounty Technologies, Inc. (the “Company”) issued a press release providing an update on the Company’s strategic review process regarding its Ohio farm property. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein. The information set forth in this Item 7.01, including Exhibit 99.1, is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange…

Unregistered Sales of Equity Securities. The shares of Series B Preferred Stock issued pursuant to the Purchase Agreements described in

Entry into a Material Definitive Agreement. On June 25, 2026, AquaBounty Technologies, Inc. (the “Company”) entered into securities purchase agreements (the “Purchase Agreements”) with certain purchasers, pursuant to which the Company issued and sold 109,223 shares of the Company’s Series B Convertible Preferred Stock, par value $0.01 per share (the “Series B Preferred Stock”), which are convertible into up to 2,184,460 shares of the Company’s common stock (the “Common Stock”) for aggregate c…

Material Modifications to Rights of Security Holders. In connection with the transactions described in Item 1.01, on June 25, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series B Preferred Stock. The following is a summary of the material terms of the Series B Preferred Stock: Ranking . The Series B Preferred Stock ranks senior to the Company’s common stock and all othe…

Material Modification to Rights of Security Holders. As previously reported in the Original Report, on April 7, 2026, the Company filed a Certificate of Designations of Series A Convertible Preferred Stock (the “Certificate of Designations”) with the Secretary of State of the State of Delaware. On April 16, 2026, the Company filed a Certificate of Correction to the Certificate of Designations (the “Certificate of Correction”) with the Secretary of State of the State of Delaware pursuant to Se…

Entry into a Material Definitive Agreement. On April 7, 2026, AquaBounty Technologies, Inc. (the “Company”) entered into securities exchange agreements (the “Exchange Agreements”) with certain holders of the Company’s outstanding senior notes, pursuant to which an aggregate of $4,000,000 of principal amount plus $315,616.44 of accrued and unpaid interest was exchanged for an aggregate of 236,367 shares of the Company’s Series A Convertible Preferred Stock, par value $0.01 per share (the “Seri…

Unregistered Sales of Equity Securities. The shares of Series A Preferred Stock pursuant to the Exchange Agreement and the Purchase Agreement described in

Material Modifications to Rights of Security Holders. In connection with the transactions described in Item 1.01, on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock. The following is a summary of the material terms of the Series A Preferred Stock: Ranking. The Series A Preferred Stock ranks senior to the Company’s common stock and all other…

Changes in Control of Registrant. The information set forth under

Director — Rick Sterling: Mr. Sterling's resignation was deemed withdrawn due to unsatisfied conditions.

Entry into a Material Definitive Agreement. Securities Purchase Agreement On February 11, 2026, AquaBounty Technologies, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with certain purchasers named therein (the “Purchasers”), pursuant to which the Company agreed to issue and sell an aggregate of 1,269,509 shares of its common stock, par value $0.001 per share (the “Common Stock”), pre - funded warrants to purchase an aggregate of 67,706…

Changes in Control of Registrant. The information set forth under

The resignation notices of Sylvia Wulf and Rick Sterling did not take effect due to unmet conditions.

Results of Operations and Financial Condition. On October 28, 2025, AquaBounty Technologies, Inc. issued a press release regarding its financial results and corporate updates for the quarter ended September 30, 2025. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference. The information included in this Current Report on Form 8-K pursuant to Item 2.02, including Exhibit 99.1 attached hereto, is intended to be furnished and shall not be deeme…

by reference. Beginning with the occurrence of the First Resignation Trigger (as defined below), the New Directors (as defined below) will constitute a majority of the Board, and will have the power to appoint persons to the Board to fill the vacancies on the Board caused by the Resignation Triggers (as defined below) and, accordingly, the Investors will have the ability to designate a majority of the Board. Such transaction would result in a change in control of the Company. The Investors do…

Director — Christine T. St.Clare, Gail Sharps Myers, Sylvia Wulf, Rick Sterling: Directors resigned as a condition to the Note Purchase Agreements.

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth under

Entry into a Material Definitive Agreement. On October 28, 2025, AquaBounty Technologies, Inc. (the “Company”) entered into Note Purchase Agreements, each substantially in the form attached as Exhibit 10.1 attached hereto (the “Agreements” or “Note Purchase Agreements”), with certain investors (the “Investors”), providing for the issuance and sale of Senior Notes at par in an aggregate principal amount of $4,000,000 (the “Senior Notes”) in a private placement transaction. The Senior Notes hav…

General Counsel, Chief Compliance Officer, and Corporate Secretary — Angela Olsen: Angela Olsen voluntarily resigned from her roles with no disagreement with the Company.

Results of Operations and Financial Condition. On August 5, 2025, AquaBounty Technologies, Inc. issued a press release regarding its financial results and corporate updates for the quarter ended June 30, 2025. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference. The information included in this Current Report on Form 8-K pursuant to Item 2.02, including Exhibit 99.1 attached hereto, is intended to be furnished and shall not be deemed “file…

Results of Operations and Financial Condition. On May 15, 2025, AquaBounty Technologies, Inc. issued a press release regarding its financial results and corporate updates for the quarter ended March 31, 2025. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference. The information included in this Current Report on Form 8-K pursuant to Item 2.02, including Exhibit 99.1 attached hereto, is intended to be furnished and shall not be deemed “filed…