Director — Vikram Malhotra: The filing discloses the routine election of a new independent director to the board, which is not an executive management change.

Material Modification to Rights of Security Holders. Upon issuance of the Series N Noncumulative Perpetual Preferred Stock, liquidation preference $100,000 per share, par value $0.01 per share (the “Series N Preferred Stock”) by The Bank of New York Mellon Corporation (the “Registrant”) on July 23, 2026, the ability of the Registrant to declare or pay dividends on, or purchase, redeem or otherwise acquire, shares of its common stock or any shares of the Registrant that rank junior to the Seri…

RESULTS OF OPERATIONS AND FINANCIAL CONDITION. On July 15, 2026, The Bank of New York Mellon Corporation (“BNY”) released information on its financial results for the second quarter ended June 30, 2026. Copies of the Earnings Release and the Financial Supplement are attached hereto as Exhibit 99.1 and Exhibit 99.2, respectively, and are incorporated herein by reference.

OTHER EVENTS. On June 24, 2026, The Bank of New York Mellon Corporation (the “Company”) announced its intention to increase its quarterly cash dividend on its common shares by 19% from $0.53 to $0.63 per share, commencing as early as the third quarter of 2026, subject to approval by the Company’s Board of Directors (the “Board”). On June 24, 2026, the Federal Reserve released the results of its 2026 bank stress test. The Company’s Stress Capital Buffer (“SCB”) requirement has consistently rem…