Notice of Delisting or Failure to Satisfy a Continued Listing Standard; Transfer of Listing. As previously disclosed, on December 30, 2025, we received a letter from the Listing Qualifications staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) providing notification that the bid price of our common stock had closed below $1.00 per share for the previous 30 consecutive business days, and our common stock no longer met the minimum bid price requirement for continued listing under Nas…

Notice of Delisting or Failure to Satisfy a Continued Listing Standard; Transfer of Listing. On December 30, 2025, we received a letter from the listing qualifications staff (the “Staff”) of Nasdaq providing notification that the bid price of our common stock had closed below $1.00 per share for the previous 33 consecutive business days and our common stock no longer meets the minimum bid price requirement for continued listing under Nasdaq Listing Rule 5550(a)(2). In accordance with Nasdaq L…

Interim Chief Operating Officer — Kyle J. Young: Mr. Young tendered his resignation from the position of Interim Chief Operating Officer.

The filing appears to be about compensatory arrangements rather than a management change.

Entry into a Material Definitive Agreement. On September 24, 2025, we entered into a Preferred Equity Purchase Agreement (the “Purchase Agreement”) with B. Riley Principal Capital I (“B. Riley”), a fund managed by B. Riley Securities Holdings, Inc., pursuant to which we will have the right to issue and sell to B. Riley, and B. Riley must purchase from us, up to $15.0 million of shares of our newly authorized Series B Convertible Preferred Stock, par value $0.00001 per share (the “Series B Pre…

Unregistered Sales of Equity Securities. The information set forth above in

Entry into a Material Definitive Agreement. On August 4, 2025, we entered into Exchange Agreements (each, an “Exchange Agreement,” and collectively, the “Exchange Agreements”) with each of Hensley & Company, d/b/a Hensley Beverage Company (“Hensley”), an entity affiliated with Andrew K. McCain, a director of our company, and J C Associates, Inc. (“J C Associates,” and collectively with Hensley, the “Holders”), an entity affiliated with a member of our advisory board. Pursuant to the Exchange…

Unregistered Sales of Equity Securities. The information set forth above in

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On April 30, 2025, we received a letter from the listing qualifications staff (the “Staff”) of Nasdaq providing notification that the bid price for our common stock had closed below $1.00 per share for the previous 31 consecutive business days and our common stock no longer meets the minimum bid price requirement for continued listing under Nasdaq Listing Rule 5550(a)(2). In accordance with Na…

Notice of Delisting or Failure to Satisfy a Continued Listing Standard; Transfer of Listing. On April 8, 2025, we received a letter from the listing qualifications staff (the “Staff”) of Nasdaq providing notification that that we, as a company listed on the Nasdaq Capital Market, are required to maintain a minimum of $2,500,000 in stockholders’ equity for continued listing per Listing Rule 5550(b)(1) (the “Listing Rule”). Our Annual Report on Form 10-K for the year ended December 31, 2024 rep…

Director — Debra Smith, Robert C. Oakes, Reid S. Holbrook, Brett Chugg and Ernest M. (Kiki) VanDeWeghe: Multiple directors resigned as part of a significant board restructuring.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On January 10, 2025, CISO Global Inc. (the “Company”) received a notification letter from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, since the Company has not yet held an annual meeting of shareholders within twelve months of the end of its December 31, 2023 fiscal year, it is out of compliance with the Nasdaq rules for continued listing (Listin…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On January 10, 2025, CISO Global Inc. (the “Company”) received a notification letter from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, since the Company has not yet held an annual meeting of shareholders within twelve months of the end of its December 31, 2023 fiscal year, it is out of compliance with the Nasdaq rules for continued listing (Listin…

Director: The Board appointed new directors and accepted the resignations of existing members as part of a strategic change in leadership.

The Placement Agent Warrants and the shares of Common Stock issuable upon the exercise of the Placement Agent Warrants have not been registered under the Securities Act of 1933 (the “Securities Act”), and were offered pursuant to the exemption from registration provided in Section 4(a)(2) under the Securities Act, and Rule 506(b) promulgated thereunder.

Entry into a Material Definitive Agreement CISO Global, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Agreement”) with several purchasers (the “Purchasers”). Pursuant to the Agreement, the Purchasers have agreed to purchase an aggregate of up to $8,125,000 of securities from the Company, including certain convertible notes and certain common stock purchase warrants. Common Stock Purchase Warrants (the “Warrants”) were issued to the Purchasers, one for 5,500,000 share…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As disclosed on our Current Report on Form 8-K filed on June 28, 2024, we received a deficiency letter from the listing qualifications staff (the “Staff”) of Nasdaq notifying us that, for the last 30 consecutive business days, the closing bid price of our common stock was below the minimum $1.00 per share required for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Ru…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. On November 29, 2024, we entered into an Intellectual Property Buy-Back Purchase Agreement (the “Buy-Back Purchase Agreement”) with JC Associates, Inc., a Texas corporation (“JC Associates”), pursuant to which the Company purchased vCISO, LLC, a Delaware limited liability company, which owns certain intellectual property as listed in the Buy-Back Purchase Agreement. Our Company w…

Entry into a Material Definitive Agreement On July 1, 2024, CISO Global, Inc. (the “Company”) entered into a Stock Purchase Agreement (the “Agreement”) by and among the Company, Southford Equities, Inc., a British Virgin Islands based company (“Southford”) with individuals David Esteban Alfaro Medina, Roberto Andrés Arriagada Poblete and Camilo Orlando Garrido Briones being the owners of Southford. Pursuant to the Agreement, the Company shall sell to Southford all of the issued and outstandin…

Completion of Acquisition or Disposition of Assets The information required by this

Notice of Delisting or Failure to Satisfy a Continued Listing Standard; Transfer of Listing. On June 24, 2024, we received a letter from the listing qualifications staff (the “Staff”) of Nasdaq providing notification that the bid price of our common stock had closed below $1.00 per share for the previous 30 consecutive business days and our common stock no longer meets the minimum bid price requirement for continued listing under Nasdaq Listing Rule 5550(a)(2). In accordance with Nasdaq Listi…

Other Events On February 29, 2024, the board of directors of CISO Global, Inc. (“CISO”) approved a reverse stock split (the “Reverse Stock Split”) of CISO’s common stock, par value $0.00001 per share (the “Common Stock”), at a ratio of 1-for-15 (the “Reverse Stock Split Ratio”). The Reverse Stock Split is expected to become effective immediately after the close of trading on The Nasdaq Stock Market LLC (“Nasdaq”) on March 7, 2024 (the “Effective Time”), and CISO’s Common Stock is expected to…

Director — Brett Chugg: Mr. Chugg was appointed to fill a vacancy on the Board of Directors.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously reported, on March 29, 2023, we were notified by the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) that the bid price of our listed securities had closed at less than $1 per share over the previous 30 consecutive business days, and, as a result, did not comply with Listing Rule 5550(a)(2) (the “Minimum Bid Price Rule”). Therefore, in accorda…

The filing describes the adoption and approval of a new equity incentive plan, which is not related to any management changes.