Entry into a Material Definitive Agreement. On August 7, 2026, ClearOne, Inc. (the “Company”) entered into advisor agreements (the “Advisor Agreements”) with each of First Finance Ltd., Betelgeuse Capital Advisors Inc., Gang3 Capital Ltd. and JJK Holdings Ltd. (the “Advisors”) in connection with past advisory services provided to the Company and to be provided on an ongoing basis. As compensation for each of the Advisors’ services, the Company agreed to issue (i) 25,000 shares of its common s…

Entry into a Material Definitive Agreement. On August 4, 2026, ClearOne, Inc. (the “Company”) entered into a warrant cancellation agreement (the “Warrant Cancellation Agreement”) with First Finance Ltd., whereby the Company and First Finance Ltd. agreed that warrants to purchase up to 437,500 shares of the Company’s common stock (the “Common Stock”) at an exercise price of $5.00 per share for a period of two years following issuance are cancelled and extinguished as of August 4, 2026. The War…

CFO — Simon Brewer: The company retained Simon Brewer as the chief financial officer with a new employment agreement.

Entry into a Material Definitive Agreement. On July 1, 2026, ClearOne, Inc. (Nasdaq: CLRO) ("ClearOne" or the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among ClearOne, CLRO Merger Sub, Inc., a wholly-owned subsidiary of ClearOne ("Merger Sub"), Cortigent, Inc. ("Cortigent"), and Vivani Medical, Inc. ("Vivani" or "Seller"), pursuant to which, subject to the satisfaction or waiver of certain conditions, Merger Sub will merge with and into Cortigent,…

Entry into a Material Definitive Agreement. On June 30, 2026, ClearOne, Inc. (the "Company") entered into a Loan Agreement (the "Loan Agreement") with First Finance Ltd. ("First Finance"), pursuant to which First Finance agreed to lend the Company up to $1,000,000 in the aggregate (the "Loan"). The Loan is structured in tranches, with an initial tranche of $500,000 and additional tranches of $250,000 each, in each case on dates mutually agreed by the parties. The material terms of the Loan Ag…

Creation of a Direct Financial Obligation or an Obligation under and Off- Balance Sheet Arrangement of a registrant. The information set forth under

Entry into a Material Definitive Agreement. On April 7, 2026, ClearOne, Inc. (the “Company”) entered into a lease termination agreement (the “Termination Agreement”) with Edgewater Corporate Park, LLC (the “Landlord”) pursuant to which the Company terminated its lease for its corporate offices located at 5225 Wiley Post Way in Salt Lake City, Utah for a $300,000 termination fee (the “Termination Fee”). Upon payment of the Termination Fee, the Landlord agreed to release the Company from all fu…

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. O n April 7, 2026, the Company received a letter (the “Notice”) from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”) informing the Company that the Company is not in compliance with any of the alternative continued listing standa rds under set forth in Nasdaq Marketplace Rule 5550(b) (the “Continued Listing Requirements”). In accordance with Nasdaq Mar…

Chief Executive Officer — Derek L. Graham: Mr. Graham will continue to serve as the Chief Executive Officer on a transitional basis with a consulting agreement.

Entry into a Material Definitive Agreement. On March 9, 2026, ClearOne, Inc. (the “Company”) entered into a Warrant Repurchase Agreement (the “Agreement”) with CVI Investments, Inc. (“CVI”), pursuant to which the Company repurchased certain outstanding common stock purchase warrants previously issued to CVI. The repurchased warrants, issued on September 12, 2021, were exercisable for an aggregate of 24,155 shares of the Company’s common stock, par value $0.001 per share. Under the terms of th…

Entry into a Material Definitive Agreement. On March 2, 2026, ClearOne, Inc., a Delaware corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with First Finance Ltd., a California corporation (the “Purchaser”), pursuant to which the Company agreed to issue and sell, in a private placement 437,500 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a purchase price of $4.00 per share of Common…

Unregistered Sale of Equity Securities The disclosure of the Offering under

Entry into a Material Definitive Agreement. As previously disclosed by ClearOne, Inc., a Delaware corporation (the “Company”), in its quarterly report on Form 10-Q for the quarter ended September 30, 2025, eight former employees of ClearOne Spain, SL (“ClearOne Spain”), the Company’s wholly-owned subsidiary in Spain, filed a claim with the High Court of Justice of Aragon Spain against the Company and ClearOne Spain claiming wrongful termination and seeking unspecified statutory compensation a…

above. There were no material relationships between the Purchaser and any of the Company, its affiliates, officers or directors.

Entry into a Material Definitive Agreement. On September 16, 2025, ClearOne, Inc. (the “Company”) entered into a Warrant Repurchase Agreement (the “Agreement”) with Edward Bryan Bagley (“ Edwardl ”), pursuant to which the Company repurchased certain outstanding common stock purchase warrants previously issued to Edward. The repurchased warrants, issued on December 17, 2019, were exercisable for an aggregate of 3,788 shares of the Company’s common stock, par value $0.001 per share. Under the t…

Entry into a Material Definitive Agreement. On September 17, 2025, ClearOne, Inc. (the “Company”) entered into a Warrant Repurchase Agreement (the “Agreement”) with Edward Dallin Bagley (“Dal”), pursuant to which the Company repurchased certain outstanding common stock purchase warrants previously issued to Dal. Edward Dallin Bagley, the counterparty to the Agreement, is the Company’s majority stockholder. The repurchased warrants, issued on September 12, 2021, were exercisable for an aggrega…

Entry into a Material Definitive Agreement. On September 10, 2025, ClearOne, Inc. (the “Company”) entered into a Warrant Repurchase Agreement (the “Agreement”) with Lind Global Fund Group II LP (“Lind”), pursuant to which the Company repurchased certain outstanding common stock purchase warrants previously issued to Lind. The repurchased warrants, issued on September 12, 2021, were exercisable for an aggregate of 24,155 shares of the Company’s common stock, par value $0.001 per share. Under t…

Entry into a Material Definitive Agreement. On September 2, 2025, ClearOne, Inc. (the “Company”) entered into a Warrant Repurchase Agreement (the “Agreement”) with Intracoastal Capital, LLC (“Intracoastal”), pursuant to which the Company repurchased certain outstanding common stock purchase warrants previously issued to Intracoastal. The repurchased warrants, issued on September 12, 2021, were exercisable for an aggregate of 6,039 shares of the Company’s common stock, par value $0.001 per sha…

Other Events. On June 30, 2025, ClearOne, Inc., a Delaware corporation (the “Company”), announced that the Company’s Board of Directors has declared a one-time special stock dividend (the “Special Stock Dividend”) on the Company’s issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”), and any Common Stock equivalents with dividend rights (the “Common Stock Equivalents”), to provide its legacy stockholders with a 100% stake in the proceeds from an event…

Other Events. On June 30, 2025, ClearOne, Inc., a Delaware corporation (the “Company”), announced that the Company’s Board of Directors has declared a one-time special stock dividend (the “Special Stock Dividend”) on the Company’s issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”), and any Common Stock equivalents with dividend rights (the “Common Stock Equivalents”), to provide its legacy stockholders with a 100% stake in the proceeds from any even…

Other Events. On June 20, 2025, the Company implemented a reduction in force ("RIF") affecting a significant portion of its workforce as part of a broader operational scaling initiative. This action was taken in connection with the Company's ongoing strategic process and in support of its previously disclosed plan to pursue one or more transactions, including the Asset Sale as contemplated by the Purchase Agreement described under

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On June 20, 2024, the Company received a letter from the Listing Qualifications Department (the "Staff") of the Nasdaq Stock Market ("Nasdaq") informing the Company that because the closing bid price for the Company's Common Stock listed on Nasdaq was below $1.00 for 30 consecutive trading days, the Company was not in compliance with the minimum bid price requirement for continued listing on t…

above is incorporate herein by reference. Class A Preferred Stock : The following are the material terms of the Class A Preferred Stock: Amount. 2,069,065 shares of Class A Preferred Stock are authorized. The maximum number of shares of Class A Preferred Stock that will be issued will be equal to aggregate amount of (i) the issued and outstanding shares of Common Stock, and (ii) Common Stock equivalents, if any, entitled to dividends and distributions on the Common Stock, in each case as of a…

Unregistered Sale of Equity Securities . The disclosure of the Offering under

The filing describes a purchase agreement and the repurchase of warrants, not a management change.