Material Modification to Rights of Security Holders. Upon issuance of the Series AA Preferred Stock (as defined in

Other Events. On July 20, 2026, The Goldman Sachs Group, Inc. (the “Company”) announced the launch of a proposed public offering (the “Offering”) of depositary shares, each representing 1/25 th interest in a share of its new series of Fixed-Rate Reset Non-Cumulative Preferred Stock, Series AA (the “Depositary Shares”). The Offering is subject to pricing, which has not yet occurred. If the Offering is priced and proceeds to closing, the Company intends to use a portion of the net proceeds from…

Results of Operations and Financial Condition. On July 14, 2026, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the second quarter ended June 30, 2026. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

Results of Operations and Financial Condition. On April 13, 2026, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the first quarter ended March 31, 2026. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

Director — Lakshmi Mittal: Mr. Mittal tendered his proposed retirement from the Board in accordance with the age-based retirement policy.

Chief Legal Officer and General Counsel — Kathryn H. Ruemmler: Kathryn H. Ruemmler has determined to retire from her roles as Chief Legal Officer and General Counsel, effective June 30, 2026.

Other Events. The Goldman Sachs Group, Inc. (the “Registrant” or the “firm”) today announced that the Board of Directors (“Board”), upon the recommendation of the Compensation Committee, has determined 2025 total annual compensation for David Solomon, Chairman and Chief Executive Officer, of $47 million. This compares to total annual compensation for 2024 of $39 million. The components of total annual compensation are as follows (dollar amounts in millions): Annual Variable Compensation Amoun…

Results of Operations and Financial Condition. On January 15, 2026, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the fourth quarter and year ended December 31, 2025. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

for information on Apple Card. 4 The Goldman Sachs Group, Inc. and Subsidiaries Segment Operating Results (unaudited) $ in millions THREE MONTHS ENDED SEPTEMBER 30, JUNE 30, MARCH 31, 2025 2025 2025 GLOBAL BANKING & MARKETS Advisory $ 1,404 $ 1,174 $ 792 Equity underwriting 465 428 370 Debt underwriting 788 589 752 Investment banking fees 2,657 2,191 1,914 FICC intermediation 2,437 2,423 3,390 FICC financing 1,056 1,064 1,045 FICC 3,493 3,487 4,435 Equities intermediation 2,020 2,595 2,547 Eq…

Results of Operations and Financial Condition. On October 14, 2025, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the third quarter ended September 30, 2025. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

Results of Operations and Financial Condition. On July 16, 2025, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the second quarter ended June 30, 2025. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

The filing describes the shareholder approval of a stock incentive plan, which is a compensatory arrangement rather than a change in management personnel.

Results of Operations and Financial Condition. On April 14, 2025, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the first quarter ended March 31, 2025. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

Director — KC McClure: The filing discloses the appointment of new independent and non-independent directors to the board, which is a standard governance event rather than an executive departure.

Material Modification to Rights of Security Holders. Upon issuance of the Series Z Preferred Stock (as defined in

Other Events. 2024 CEO Annual Compensation The Board, upon the recommendation of the Compensation Committee, has determined 2024 total annual compensation for Mr. Solomon of $39 million. This compares to total annual compensation for 2023 of $31 million. The components of total annual compensation are as follows (dollar amounts in millions): 4 Annual Variable Compensation* Amount / % at grant allocated to: Base Salary** PSUs*** CIP**** Cash David Solomon $2.0 $25.9 (70%) $2.78 (7.5%) $8.33 (2…

CEO — David Solomon: The filing describes the grant of retention stock units and carried interest points to existing executives, which is a compensation arrangement rather than a change in management personnel.

Results of Operations and Financial Condition. On January 15, 2025, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the fourth quarter and year ended December 31, 2024. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

Results of Operations and Financial Condition. On October 15, 2024, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the third quarter ended September 30, 2024. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

Material Modification to Rights of Security Holders. Upon issuance of the Series Y Preferred Stock (as defined in

Other Events. On September 19, 2024, The Goldman Sachs Group, Inc. (the “Company”) announced the launch of a proposed public offering (the “Offering”) of depositary shares, each representing 1/25 th interest in a share of its new series of Fixed Rate Reset Non-Cumulative Preferred Stock, Series Y (the “Depositary Shares”). The Offering is subject to pricing, which has not yet occurred. If the Offering is priced and proceeds to closing, the Company intends to use the net proceeds from the sale…

Results of Operations and Financial Condition. On July 15, 2024, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the second quarter ended June 30, 2024. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

Director — John B. Hess: The filing discloses the appointment of a new independent director to the board and its committees, which is a routine governance event rather than a departure of a senior executive.

Material Modification to Rights of Security Holders. Upon issuance of the Series X Preferred Stock (as defined in

Other Events. On April 16, 2024, The Goldman Sachs Group, Inc. (the “Company”) announced the launch of a proposed public offering (the “Offering”) of depositary shares, each representing 1/25 th interest in a share of its new series of Fixed Rate Reset Non-Cumulative Preferred Stock, Series X (the “Depositary Shares”). The Offering is subject to pricing, which has not yet occurred. If the Offering is priced and proceeds to closing, the Company intends to use the net proceeds from the sale of…