Regulation FD Disclosure. On August 3, 2026, Heritage Global Inc. issued a press release announcing the acquisition of Boston Note Company, a nationwide broker and buyer of privately held loans, notes, and mortgages. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The information included in this Current Report on Form 8-K under this Item 7.01 (including Exhibit 99.1 hereto) is being “furnished” and shall not be deemed to be “filed” for the purpose…

Regulation FD Disclosure. On July 31, 2026, the Company issued a press release announcing the Exit Plan and the rescheduling of the Company’s second quarter 2026 financial results conference call to August 13, 2026. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The information included in this Current Report on Form 8-K under this Item 7.01 (including Exhibit 99.1 hereto) is being “furnished” and shall not be deemed to be “filed” for the purposes…

Material Impairments. The information set forth in

Costs Associated with Exit or Disposal Activities. On July 30, 2026, the Board of Directors (the “Board”) of Heritage Global Inc. (the “Company,” “we,” or “our”) authorized a strategic plan (the “Exit Plan”) to wind down the Company’s Specialty Lending segment, which has operated through Heritage Global Capital LLC, a wholly owned subsidiary of the Company (“HGC”), and provided specialty financing solutions to investors in charged-off and nonperforming asset portfolios. Based upon the continu…

Entry into a Material Definitive Agreement. Asset Purchase Agreement On January 9, 2026, Heritage DebtX LLC (“Heritage DebtX LLC”), a Delaware limited liability company and wholly owned subsidiary of Heritage Global Inc., a Florida corporation (“HG” or the “Company”) entered into an Asset Purchase Agreement (the “Purchase Agreement”) with The Debt Exchange, Inc., a Delaware corporation (“DebtX”), pursuant to which, among other things, Heritage DebtX LLC acquired, effective January 1, 2026, su…

Completion of Acquisition or Disposition of Assets. The information set forth under the subheading “Asset Purchase Agreement” in

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HERITAGE GLOBAL INC. Date: February 12, 2025 By: /s/ Ross Dove Name: Ross Dove Title: Chief Executive Officer

Entry into a Material Definitive Agreement. On February 6, 2025, Heritage Nancy Ridge LLC (“Heritage Nancy Ridge”), an indirect and wholly owned subsidiary of Heritage Global Inc. (the “Company”) entered into a promissory note, a business loan agreement and commercial security agreement (collectively, the “Mortgage Loan Agreement”) with C3bank, National Association (the “Lender”). The Mortgage Loan Agreement provides for a $4.1 million term loan (the “Mortgage”). Heritage Nancy Ridge intends…

The filing details a compensation plan for the CFO, which is not a management change.

Other Events. On September 13, 2024, Heritage Global Inc. (the “Company”)’s Board of Directors approved an amendment to the Company’s existing share repurchase program (the “Repurchase Program”) to (i) increase the authorized aggregate amounts of shares of the Company’s common stock the Company may repurchase from $4.0 million to $6.0 million and (ii) extend the term of the Repurchase Program from May 4, 2025 to June 30, 2025. Under the Repurchase Program, the Company may repurchase shares in…

Director — Shirley S. Cho: Shirley S. Cho resigned as a member of the Board and Compensation Committee.

Entry into a Material Definitive Agreement. Employment Agreement with Nick Dove On June 16, 2023, Heritage Global Inc. (the “Company”) entered into an Employment Agreement (the “Employment Agreement”) with Nick Dove, President of the Industrial Assets Division of the Company, effective as of January 1, 2023 (the “Effective Date”). A description of the business background and experience of Mr. Dove, age 33, is incorporated herein by reference to the information included under the heading “Info…

Entry into a Material Definitive Agreement. Amended Credit Facility On May 26, 2023, the Company entered into an amended and restated promissory note and loan modification agreement and reaffirmation of loan (collectively, the “ Amended Credit Facility ”) with C3bank, National Association (the “ Lender ”). The Amended Credit Facility, among other things, extends the maturity date and modifies the applicable interest rate and loan covenants under that certain secured promissory note, business…

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HERITAGE GLOBAL INC. Date: June 1, 2023 By: /s/ Ross Dove Name: Ross Dove Title: Chief Executive Officer

Director, Audit Committee Member — William (Bill) Burnham: Appointment of William (Bill) Burnham as a Class II director and Audit Committee member.

Results of Operations and Financial Condition On March 9, 2023, Heritage Global Inc. (the “Company”) issued a press release (the “Press Release”) announcing, among other matters, the Company’s results of operations for the fiscal quarter and year ended December 31, 2022. A copy of the Press Release is furnished herewith as Exhibit 99.1 to this report and is incorporated herein by reference. On March 9, 2023, the Company issued the Press Release, announcing, among other matters, its results of…

Entry into a Material Definitive Agreement. On August 23, 2022, Heritage Global Inc. (the “Company”) entered into a Loan Modification Agreement and Reaffirmation of Loan (the “Modification Agreement”), effective as of April 1, 2022, by and between the Company and C3bank, National Association (the “Lender”). The Modification Agreement modifies and reaffirms that certain promissory note, business loan agreement, commercial security agreement and pledge agreement, dated as of May 5, 2021, by and…

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HERITAGE GLOBAL INC. Date: August 26, 2022 By: /s/ Ross Dove Ross Dove Chief Executive Officer

Change in Registrant’s Certifying Accountant New Independent Registered Public Accounting Firm On August 12, 2022 (the “Engagement Date”), Heritage Global Inc. (the “Company”) engaged UHY LLP (“UHY”) as its independent registered public accounting firm for the Company’s fiscal year ending December 31, 2022. The decision to engage UHY as the Company’s independent registered public accounting firm was approved by the Audit Committee of the Board of Directors (the “Audit Committee”). During the…

Chief Financial Officer — Brian Cobb: Mr. Cobb was promoted to Chief Financial Officer with a new compensation plan.

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. Reference is made to the disclosure under

Entry into a Material Definitive Agreement. On August 23, 2021, a wholly-owned subsidiary (“ALT Purchaser”) of Heritage Global Inc. (“HGI”) acquired (the “Transaction”) certain assets and liabilities of American Laboratory Trading, Inc., a Connecticut corporation (“ALT”), pursuant to the terms and conditions of an Asset Purchase Agreement (the “Asset Purchase Agreement”), dated August 18, 2021, among ALT Purchaser, HGI, ALT and certain individuals named therein. The aggregate purchase price p…

Chief Financial Officer — Scott A. West: Mr. West stepped down from his role as Chief Financial Officer with a separation agreement.

Chief Financial Officer — Scott A. West: Mr. West stepped down from his role as Chief Financial Officer.

Class II director and Chairman of the Board of Directors — Allan C. Silber: Mr. Allan C. Silber resigned as a Class II director and Chairman of the Board.