SYNTEC OPTICS HOLDINGS INC (OPTX)
NASDAQInformation TechnologyHardware, Equipment & PartsSnapshot 2026-09-04
$7.57-2.45%
Close 2026-09-04 · 1-day change
NASDAQInformation TechnologyHardware, Equipment & PartsSnapshot 2026-09-04
QuarterlyIQ Insights · OPTX
Material updates from SEC filings (8-K, 10-Q, 10-K) ranked by impact, with no firehose noise.
Changes in Registrant’s Certifying Accountant. (a) Dismissal of CBIZ CPAs P.C. On August 19, 2026, the Audit Committee (the “Audit Committee”) of the Board of Directors of Syntec Optics Holdings, Inc. (the “Company”) approved the dismissal of CBIZ CPAs P.C. (“CBIZ CPAs”) as the Company’s independent registered public accounting firm, effective as of August 19, 2026. The audit report of CBIZ CPAs on the Company’s consolidated financial statements as of and for the fiscal year ended December 31…
Entry into a Material Definitive Agreement. On April 28, 2026, Syntec Optics Holdings, Inc. (the “ Company ”) entered into an underwriting agreement (the “ Underwriting Agreement ”) with H.C. Wainwright & Co., LLC (the “ Representative ”), as the representative of the underwriters named therein (the “ Underwriters ”), relating to an underwritten public offering (the “ Offering ”) of 2,857,142 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 per share (“ Common Stock ”)…
Changes in Registrant’s Certifying Accountant On November 1, 2024, CBIZ CPA’s P.C. acquired the attest business of Marcum LLP (“Marcum”). On October 10, 2025, Marcum informed Syntec Optics Holdings, Inc. (the “Company”) and as the Audit Committee of the Board of Directors approved, that Marcum resigned as the Company’s independent registered public accounting firm. Neither of Marcum’s reports on the consolidated financial statements of the Company for either of the past two fiscal years ended…
Results of Operations and Financial Condition. On October 6, 2025, Syntec Optics Holdings, Inc. (the “Company”) issued a press release announcing its financial results for the fourth quarter and full year ended December 31, 2024, first quarter ended March 31, 2025, and second quarter ended June 30, 2025. A copy of this press release is attached hereto as Exhibit 99.1. The information contained in this Current Report, including Exhibit 99.1, is furnished under this
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed by Syntec Optics Holdings, Inc. (the “Company”), Form 10-K for the fiscal year ended December 31, 2024, and the Quarterly 10-Q for the quarters ended March 31, 2025 and June 30, 2025 have been delayed in their release and a NASDAQ exception will be allowed for a maximum of 180 days, or until October 13, 2025. The Company’s auditors have substantially completed their pro…
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed on September 16, 2025, Syntec Optics Holdings, Inc. (the “Company”) is delayed in filing its Annual Report on Form 10-K for the fiscal year ended December 31, 2024, and its Quarterly Reports on Form 10-Q for the quarters ended March 31, 2025 and June 30, 2025. NASDAQ exception will be allowed to enable the Company to regain compliance with all delinquent filings, but on…
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On August 29, 2025, Syntec Optics Holdings, Inc. (the “Company”) received an additional delinquency notification letter from the Nasdaq Listing Qualifications (“Nasdaq”) notifying the Company that because it has not filed Company’s Form 10-Q for the period ended June 30, 2025 and it remains delinquent in filing its Form 10-K for the period ended December 31, 2024 and its Form 10-Q for the peri…
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On May 28, 2025, Syntec Optics Holdings, Inc. (the “Company”) received a delinquency notification letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that since it has not yet filed its Form 10-Q for the period ended March 31, 2025, and because the Company remains delinquent in filing its Form 10-K for the period ende…
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On April 16, 2025, Syntec Optics Holdings, Inc. (the “Company”) received a delinquency notification letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that since it has not yet filed its Form 10-K for the year ended December 31, 2024 the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires…
Director — Joseph Mohr: Resigned due to a disagreement with the Company on matters relating to operations, policies, and practices.
Director — Joseph Mohr: Resigned due to a disagreement with the Company on matters relating to its operations, policies, and practices.
Results of Operations and Financial Condition. On August 14, 2024 Syntec Optics Holdings, Inc. (the “Company”) issued a press release announcing its financial results for the second quarter ended June 30, 2024. A copy of this press release is attached hereto as Exhibit 99.1. The information contained in this Current Report, including Exhibit 99.1, is furnished under this
Chief Financial Officer (CFO) — Robert (Casey) Nelson: Mr. Nelson resigned from his position as CFO and will be succeeded by Dean Rudy.
Results of Operations and Financial Condition. On May 24, 2024 Syntec Optics Holdings, Inc. (the “Company”) issued a press release announcing its financial results for the fourth quarter and full year ended December 31, 2023 and first quarter ended March 31, 2024. A copy of this press release is attached hereto as Exhibit 99.1. The information contained in this Current Report, including Exhibit 99.1, is furnished under this
Chairman and CEO (Mr. Al Kapoor), Chief Manufacturing Officer (Mr. Joe Mohr) — Al Kapoor, Joe Mohr: The changes involve expanding roles and responsibilities to support growth initiatives.
Other Events. On January 4, 2024, New York Photonics published a Newsletter about 10 optics and photonics developments in New York State and Greater Rochester for 2023 including public listing of Syntec Optics Holdings, Inc. (the “Company”). New York Photonics (the “NYP”) also interviewed CEO Joseph Mohr (“JM”) about the journey and Syntec’s exciting future and shared that conversation in the Newsletter . The questions asked in the interview and the answers provided are as follows. NY Photoni…
Other Events. On November 7, 2023, Syntec Optics Holding, Inc., a Delaware corporation (f/k/a OmniLit Acquisition Corp.), consummated the previously announced merger pursuant to the Business Combination Agreement by and among OmniLit, Merger Sub, and Syntec Optics. The Company issued a press release announcing the closing of the business combination with OmniLit, and that its common stock will commence trading on the Nasdaq Capital Market under the symbol “OPTX” and its warrants will commence…
Other Events. On November 2, 2023, OmniLit Acquisition Corp. (the “Company”) accepted redemption reversal requests from one or more stockholders. Following these redemption reversals, holders of a total of 1,051,450 shares of Class A common stock properly exercised their right to redeem their shares for cash at a redemption price of approximately $10.68 per share, for an aggregate redemption amount of approximately $11,228,399.75. We estimate that there will be $3,167,479.47 million remaining…
Entry into a Material Definitive Agreement. Business Combination Agreement OmniLit Acquisition Corp., a Delaware corporation, is a blank check company formed for the purpose of entering into a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (“ OmniLit ”). On May 9, 2023, OmniLit entered into an Agreement and Plan of Merger (the “ Business Combination Agreement ”) with Synt…
Director: New directors were appointed with standard agreements.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On April 3, 2023, OmniLit Acquisition Corp. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of the Nasdaq Stock Market (“NASDAQ”) indicating that the Company required to maintain a minimum of $50,000,000 Market Value of Listed Securities (MVLS) for continued listing on Nasdaq Global Market and did not comply with Listing Rules. Following rece…
Director — Kent Weldon, Mark Norman, Jim Jenkins: The resignations were for personal reasons and not due to any disagreement with the company.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On February 1, 2023, OmniLit Acquisition Corp. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of the Nasdaq Stock Market (“NASDAQ”) indicating that the Company required to maintain a minimum of 1,100,000 publicly held shares (which is equal to total shares outstanding less any shares held by officers, directors, or beneficial owners of 10 pe…
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