Streamex Corp (STEX)
NASDAQFinancialsInvestment - Banking & Investment ServicesSnapshot 2026-09-04
NASDAQFinancialsInvestment - Banking & Investment ServicesSnapshot 2026-09-04
QuarterlyIQ Insights · STEX
Material updates from SEC filings (8-K, 10-Q, 10-K) ranked by impact, with no firehose noise.
Results of Operations and Financial Condition. On August 14, 2026, Streamex Corp. (the “ Company ”) issued a press release announcing its financial results for the second quarter ended June 30, 2026 (the “ Earnings Release ”). A copy of the Earnings Release is furnished as Exhibit 99.1 to this current report on Form 8-K (this “ Report ”).
Director — Shawn Matthews: Mr. Matthews resigned from the Board and all committees thereto.
Changes in Registrant’s Certifying Accountant. (a) Dismissal of Independent Registered Public Accounting Firm On July 8, 2026, Streamex Corp. (the “Company”) dismissed CBIZ CPAs P.C. (“CBIZ CPAs”) as its independent registered public accounting firm. The decision to dismiss CBIZ CPAs was approved by the Company’s Audit Committee of the Board of Directors (the “Audit Committee”). As described below, the change in independent registered public accounting firm is not the result of any disagreeme…
Chief Investment Officer and Director — Mitchell Young Williams: Mr. Mitchell Young Williams was appointed as a non-independent director and received an amended employment agreement with enhanced compensation and equity awards.
Entry into a Material Definitive Agreement. On March 26, 2026, Henry McPhie, Chief Executive Officer, and Morgan Lekstrom, Executive Chairman (each, an “Insider”), of Streamex Corp. (the “Company”) each entered into a Lock-Up Agreement (each, a “Lock-Up Agreement”) with the Company. Pursuant to the terms of each Lock-Up Agreement, each Insider has agreed that, for a period of one (1) year from the date of the Lock-Up Agreement (the “Restriction Period”), such Insider will not, directly or ind…
Chief Financial Officer — Christine Plummer: Christine Plummer was appointed as the new Chief Financial Officer, succeeding Mr. Groenewald.
Entry into a Material Definitive Agreement On March 3, 2026, Streamex Corp. (the “Company”) executed an offer letter with Shawn Matthews (such offer letter, the “Matthews Offer Letter”), in connection with Mr. Matthew’s appointment as a non-employee director of the board of directors (“Board”) of the Company. Mr. Matthews’ term of office will continue until the next annual meeting of the Company’s stockholders, or until his successor is duly elected and qualified, or his earlier death, resign…
The filing appears to be a placeholder or mis-filed item without specific details on any management change.
Termination of a Material Definitive Agreement. As previously disclosed in Streamex Corp. (the “Company”) Current Report on Form 8-K, filed on January 27, 2026, the Company delivered an irrevocable optional prepayment notice with respect to its secured convertible debentures issued to YA II PN, LTD. (the “Holder”) (the “Yorkville Debentures”). On February 6, 2026, the Holder elected to convert $15,000,000 of principal (with $0 of accrued interest) at a conversion price of $4.00 per share, res…
Executive Chairman — Morgan Lekstrom: Morgan Lekstrom was promoted to Executive Chairman and will join the executive leadership team.
Other Events On February 9, 2026, the Company issued a press release announcing (i) the appointment of Morgan Lekstrom as Executive Chairman and (ii) the completed repayment of the Debentures and the cancellation of the SEPA. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. Additionally, on February 13, 2026, the Company filed a prospectus supplement to register for resale 2,443,750 shares of its common stock that were previously issued t…
Director and member of the Audit Committee — Anthony Marciano: Mr. Anthony Marciano was appointed as an independent director and member of the Audit Committee.
Termination of a Material Definitive Agreement. On January 22, 2026, Streamex Corp. delivered a notice terminating the Standby Equity Purchase Agreement (the “SEPA”), dated July 7, 2025, with YA II PN, Ltd. (“Yorkville”), effective five trading days after the notice date. The Company has not sold any securities under the SEPA.
Entry into a Material Definitive Agreement. On January 22, 2026, Streamex Corp. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Needham & Company, LLC, as representative of the several underwriters (the “Underwriters”), pursuant to which the Company agreed to sell and issue to the Underwriters an aggregate of 11,666,667 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) in a public offering (the “Offe…
Director: Annual board election of directors.
Entry into a Material Definitive Agreement. Amendment to Secured Convertible Debenture Purchase Agreement and Second Closing As previously disclosed in the Current Report on Form 8-K filed by Streamex Corp. (f./k/a BioSig Technologies, Inc.), a Delaware corporation (the “Company”) with the Securities and Exchange Commission on July 9, 2025, August 13, 2025, and October 28, 2025, November 6, 2025 (combined together the “Prior Form 8-Ks”), the Company entered into a certain Secured Convertible…
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information contained in
Unregistered Sales of Equity Securities. The information contained in
Entry into a Material Definitive Agreement On December 11, 2025, Streamex Corp. (the “Company”) entered into a Share Purchase Agreement (the “Purchase Agreement”) with Terra Capital Natural Resources Fund Pty Ltd. (“Purchaser”) pursuant to which the Company acquired a 9.9% equity interest in Empress Royalty Corp. (“Empress”). Pursuant to the Purchase Agreement, the Company acquired 12,671,297 shares of common stock of Empress from Purchaser in exchange for 2,443,750 shares of common stock of…
Unregistered Sales of Equity Securities Pursuant to the Purchase Agreement, the Company issued 2,443,750 shares of Common Stock to Purchaser in exchange for 12,671,297 shares of Empress common stock held by Purchaser. The consideration was determined based on the aggregate value of the securities exchanged, as set forth in the Purchase Agreement. No underwriters or placement agents were involved in the transaction.
Director — Steven Abelman, Christopher Baer, Anthony Amato: Multiple directors resigned from the board without any disagreement with the company.
Entry into a Material Definitive Agreement. Amendment to Secured Convertible Debenture Purchase Agreement and First Closing As previously disclosed in the Current Report on Form 8-K filed by Streamex Corp. (f./k/a BioSig Technologies, Inc.), a Delaware corporation (the “Company”) with the Securities and Exchange Commission on July 9, 2025, August 13, 2025, and October 28, 2025 (combined together the “Prior Form 8-Ks”), the Company entered into a certain Secured Convertible Debenture Purchase…
Unregistered Sales of Equity Securities. The information contained in
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information contained in
Unregistered Sales of Equity Securities. The disclosure set forth above in
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