Results of Operations and Financial Condition. On November 4, 2026, Alpha Teknova, Inc. (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2026 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Entry into a Material Definitive Agreement. On October 20, 2026, Alpha Teknova, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with TD Securities (USA) LLC and William Blair & Company, L.L.C. as the representatives of the several underwriters named therein (the “Underwriters”), relating to an underwritten public offering (the “Offering”) of an aggregate of 8,000,000 shares of the Company’s common stock (“Common Stock”). The public offering price is…

Results of Operations and Financial Condition. Financial Update On October 20, 2026, the Company estimated that its revenue for the three months ended September 30, 2026 was between approximately $12.5 million and $12.7 million, with a gross margin of between 36.0% and 38.0%. The Company also estimated that as of September 30, 2026, it had $16.6 million in cash and short term investments. Further, the Company estimated that its Adjusted EBITDA for the three months ended September 30, 2026 was…

Results of Operations and Financial Condition. On August 5, 2026, Alpha Teknova, Inc. (the “Company”) issued a press release announcing its financial results for the second quarter ended June 30, 2026 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Director — Irene Davis: Ms. Davis retired from the Board due to her other personal and professional interests.

Results of Operations and Financial Condition. On May 6, 2026, Alpha Teknova, Inc. (the “Company”) issued a press release announcing its financial results for the first quarter ended March 31, 2026 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Results of Operations and Financial Condition. On February 26, 2026, the Company issued a press release announcing its financial results for the fourth quarter and year ended December 31, 2025 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Results of Operations and Financial Condition. On November 6, 2025, the Company issued a press release announcing its financial results for the third quarter ended September 30, 2025 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Results of Operations and Financial Condition. On August 7, 2025, the Company issued a press release announcing its financial results for the second quarter ended June 30, 2025 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Results of Operations and Financial Condition. On May 8, 2025, the Company issued a press release announcing its financial results for the first quarter ended March 31, 2025 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Entry into a Material Definitive Agreement. On March 3, 2025, Alpha Teknova, Inc. (the “Company”) entered into the Second Amended and Restated Credit and Security Agreement (Term Loan) as borrower, with MidCap Financial Trust (“MidCap”), as agent and lender, and the additional lenders from time to time party thereto (the “Second Amended and Restated Term Loan Credit Agreement”) and the Second Amended and Restated Credit and Security Agreement (Revolving Loan) as borrower, with MidCap as agent…

Results of Operations and Financial Condition. On March 4, 2025, the Company issued a press release announcing its financial results for the fourth quarter and year ended December 31, 2024 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Results of Operations and Financial Condition. On November 7, 2024, Alpha Teknova, Inc. (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2024 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Results of Operations and Financial Condition. On August 13, 2024, Alpha Teknova, Inc. (the “Company”) issued a press release announcing its financial results for the second quarter ended June 30, 2024 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Unregistered Sales of Equity Securities. The disclosures in

Entry into a Material Definitive Agreement. On July 11, 2024, Alpha Teknova, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) and a registration rights agreement (the “Registration Rights Agreement”) in connection with a private placement (the “Offering”) with certain accredited investors. Pursuant to the Purchase Agreement, the Company agreed to offer and sell in the Offering 12,385,883 shares (the “Shares”) of the Company’s common stock, $0.00001…

Results of Operations and Financial Condition. On July 9, 2024, Alpha Teknova, Inc. (the “Company”) issued a press release providing a strategic business update and announcing preliminary financial results for the second quarter ended June 30, 2024 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Director — Ted Davis: Mr. Davis retired due to personal and professional interests.

Results of Operations and Financial Condition. On May 13, 2024, Alpha Teknova, Inc. (the “Company”) issued a press release announcing its financial results for the first quarter ended March 31, 2024 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

Change in Registrant’s Certifying Accountant. Appointment of Independent Registered Public Accounting Firm On March 26, 2024, the audit committee of the Board of Directors (the "Audit Committee") of Alpha Teknova, Inc. (the “Company”) approved the appointment of Grant Thornton LLP (“Grant Thornton”) as the Company’s independent registered public accounting firm, effective March 26, 2024. Grant Thornton replaces Ernst & Young LLP (“Ernst & Young”) as the Company’s independent registered public…

Results of Operations and Financial Condition. On March 11, 2024, Alpha Teknova, Inc. (the “Company”) issued a press release announcing its financial results for the fourth quarter and year ended December 31, 2023 (the “Press Release”). A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information in this Item 2.02, including the Press Release, is intended to be furnished under

The Common Warrant was issued to MidCap Funding XXVII in a transaction exempt from registration under the Securities Act of 1933, as amended (the “Securities Act”), in reliance on Section 4(a)(2) thereof and Rule 506 of Regulation D thereunder. MidCap Funding XXVII has represented to the Company that it is an “accredited investor,” as defined in Regulation D, and will acquire such warrant for investment only and not with a view towards, or for resale in connection with, the public sale or dis…

Entry into a Material Definitive Agreement. On March 8, 2024, Alpha Teknova, Inc. (the “Company”) entered into limited waivers and amendments (collectively “Amendment No. 5”) to (i) the May 10, 2022, Amended and Restated Credit and Security Agreement (Term Loan), as amended on November 8, 2022, March 28, 2023, July 13, 2023, and September 19, 2023 and (ii) the May 10, 2022, Amended and Restated Credit and Security Agreement (Revolving Loan) as amended on November 8, 2022, March 28, 2023, July…

Costs Associated with Exit or Disposal Activities. On January 11, 2024, Alpha Teknova, Inc. (the “Company”) announced a reduction in its workforce that affected approximately 15% of its current employees (the “RIF”). The Company took this step in furtherance of its effort to reduce operating expenses initiated in the fourth quarter of fiscal 2023. Total annualized cost savings from the RIF are estimated at approximately $6.4 million. The Company expects to substantially complete the RIF by Fe…

Chief Commercial Officer, Chief People Officer — Ken Gelhaus, Lisa McCann: The roles of Chief Commercial Officer and Chief People Officer were eliminated as part of a reduction in force.