Tevogen Bio Holdings, Inc. (TVGN)
NASDAQHealth CareBiotechnologySnapshot 2026-11-05
NASDAQHealth CareBiotechnologySnapshot 2026-11-05
QuarterlyIQ Insights · TVGN
Material updates from SEC filings (8-K, 10-Q, 10-K) ranked by impact, with no firehose noise.
Director — Susan Podlogar: A director resigned and the board size was reduced, which is a departure but typically lower materiality than C-suite changes.
CEO — Ryan Saadi: The filing discloses a compensatory restricted stock award to the CEO, not a change in management position or departure.
by reference. Pursuant to the Agreement, the Company may issue shares of Common Stock to the Lender in connection with the repayment of amounts outstanding under the Agreement. The Company may also issue pre-funded warrants to the Lender in lieu of shares of Common Stock, in each case in accordance with the terms and subject to the limitations set forth in the Agreement. The Company has agreed to file, within 15 calendar days following the issuance of Principal Shares, a registration statemen…
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth under
Entry into a Material Definitive Agreement. On October 27, 2026 (the “First Amendment Effective Date”), Tevogen Inc. (the “Company”) entered into the First Amendment to Loan Agreement (the “Amendment”) with The Patel Family, LLP (the “Lender”), amending the Loan Agreement, dated as of June 6, 2024, between the Company and the Lender (the “Original Agreement” and, as amended by the Amendment, the “Agreement”). The Original Agreement provided for an unsecured line of credit of up to $36.0 milli…
CEO — Ryan Saadi: The filing discloses the grant of restricted stock awards to existing executives, which is a compensatory arrangement rather than a change in management or departure.
Director: The filing describes the holding of an annual meeting of stockholders, which typically involves the routine election of directors rather than a sudden executive departure.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On April 16, 2026, Tevogen Bio Holdings Inc. (the “Company”) received a letter from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Company no longer meets Nasdaq’s $50 million minimum market value for listed securities requirement pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”) for continued li…
of Form 8-K, the information regarding the Reverse Stock Split (as defined below) contained in
The filing describes a special meeting of stockholders, likely for routine director elections.
Regulation FD Disclosure. On January 30, 2026, Tevogen Bio Holdings Inc. (the “Company”) issued a press release announcing that the Company’s Board of Directors has expressed an intention to evaluate the potential declaration of a one-time special cash dividend to shareholders following satisfaction of financial milestones to be determined at a future date. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On September 23, 2025, Tevogen Bio Holdings Inc. (the “Company”) received a letter from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Company no longer meets Nasdaq’s $1.00 per share minimum bid price requirement pursuant to Nasdaq Listing Rule 5450(a)(1) (the “Bid Price Requirement”) for continued listing on Nasdaq…
Entry into a Material Definitive Agreement. On July 3, 2025, Tevogen Bio Holdings Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with A.G.P./Alliance Global Partners (the “Agent”), pursuant to which the Company may issue and sell from time to time up to $50,000,000 of shares of its common stock, par value $0.0001 per share (the “Common Stock”), through the Agent as the Company’s sales agent. Sales of the Company’s Common Stock through the Agent, if any, will be ma…
Entry into a Material Definitive Agreement. On May 30, 2025, Tevogen Bio Inc. (“Tevogen Bio”), a wholly owned subsidiary of Tevogen Bio Holdings Inc. (the “Company”), entered into Amendment No. 1 (the “Amendment”) to that certain Lease Agreement, dated February 1, 2022, between Tevogen Bio and Mitsui Sumitomo Insurance Company of America (as amended, the “Lease Agreement”). The Lease Agreement relates to the Company’s principal executive offices located at 15 Independence Boulevard, Warren, N…
Entry into a Material Definitive Agreement. On August 21, 2024, the Company entered into a securities purchase agreement (the “Agreement”) with an investor (the “Investor”), pursuant to which the Investor agreed to purchase 600 shares of Series C Preferred Stock of the Company for an aggregate purchase price of $6.0 million. The Agreement provides that the closing of the sale of the Series C Preferred Stock will take place in two closings, the first for $4.0 million on August 30, 2024, and th…
3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Tevogen Bio Holdings Inc. Date: August 26, 2024 By: /s/ Ryan Saadi Name: Ryan Saadi Title: Chief Executive Officer 4
Director — Suren Ajjarapu: Mr. Ajjarapu resigned from his role as a director without any disagreements.
Entry into a Material Definitive Agreement. On August 21, 2024, Tevogen Bio Holdings Inc. (the “Company”) entered into a securities purchase agreement (the “Agreement”) with an investor (the “Investor”), pursuant to which the Investor purchased 600 shares of Series C Preferred Stock of the Company for an aggregate purchase price of $6.0 million. The shares of Series C Preferred Stock will be convertible at the election of the holder, beginning six months after the date of issuance, into share…
Unregistered Sales of Equity Securities. The information set forth in
Entry into a Material Definitive Agreement. On June 15, 2024, Tevogen Bio Holdings Inc. (the “Company”) entered into a Preferred Stock Repurchase Agreement (the “Repurchase Agreement”) with SSVK Associates, LLC (“SSVK”), pursuant to which the Company repurchased and cancelled, with immediate effect, the shares of Series B Preferred Stock, par value $0.0001 per share, of the Company (the “Series B Preferred Stock”), held by SSVK, (the “Repurchase”), which had constituted all of the outstanding…
Termination of a Material Definitive Agreement. The information set forth under
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On June 14, 2024, the Company received a letter from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Company no longer meets Nasdaq’s $1.00 per share minimum bid price requirement pursuant to Nasdaq Listing Rule 5450(a)(1) (the “Bid Price Requirement”) for continued listing on Nasdaq based on the closing bid price for…
by reference. The Commitment Shares were and the remainder of shares of Common Stock and pre-funded warrants issuable under the Agreement will be sold and issued in a transaction not involving a public offering pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and/or Rule 506 of Regulation D under the Securities Act. The Lender has represented that it is an accredited investor and is acquiring the securities for investment for the Lender’s own accou…
Entry into a Material Definitive Agreement. On June 6, 2024, Tevogen Bio Holdings Inc. (the “Company”) entered into a Loan Agreement (the “Agreement”) with The Patel Family, LLP (the “Lender”) providing for (i) an unsecured line of credit facility (the “Facility”) pursuant to which the Lender agreed to lend the Company up to $36.0 million (the “Maximum Loan Amount”) and (ii) a contingent option for the Lender to purchase at least $14.0 million of the Company’s common stock, par value $0.0001…
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth under
General market headlines, full earnings-call transcripts, and macro and sector developments flagged when they directly affect this stock are on the way. Today this tab covers SEC filings.
Not investment advice. Scores describe historical and current data; they are not forecasts of future returns. Consult a licensed advisor before making investment decisions.