News & Events

Results of Operations and Financial Condition. On April 30, 2026, Caterpillar Inc. issued a press release reporting its financial results for the quarter ended March 31, 2026. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated into this

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Appointment of New Chief Financial Officer On April 8, 2026, Caterpillar Inc. (the “Company”) announced that, on April 7, 2026, the Board of Directors (the “Board”) of the Company appointed Kyle Epley as the Company’s Chief Financial Officer, effective May 1, 2026, succeeding Andrew R.J. Bonfield. Mr. Bonfield will continue to serve as Chief Financ…

Results of Operations and Financial Condition. On January 29, 2026, Caterpillar Inc. issued a press release reporting its financial results for the quarter ended December 31, 2025. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated into this

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Board Leadership Transition On January 6, 2026, the Board of Directors (the “Board”) of Caterpillar Inc. (the “Company”) announced the resignation of D. James Umpleby III as a member of the Board, effective April 1, 2026 (the “Effective Date”). Mr. Umpleby currently serves as the Executive Chairman of the Board and previously served as the Company’…

Other Events. Caterpillar Inc. (the “Company”) is providing an update relating to the estimated impact of tariffs on its financial results. Since the Company released its second quarter earnings on August 5, 2025, several additional clarifications and additional tariffs have been announced. These clarifications and additional tariffs will impact the Company’s financial results for the third quarter and the remainder of 2025. While the Company continues to take initial mitigating actions to re…

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On April 7, 2025, Daniel M. Dickinson communicated to the Board of Directors (the “Board”) of Caterpillar Inc. (the “Company”) his decision not to stand for re-election to the Board at the Company’s 2025 Annual Meeting of Shareholders. Mr. Dickinson’s decision was not the result of any disagreement with the Company. The Board is very grateful to Mr…

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On April 1, David L. Calhoun communicated to the Board of Directors (the “Board”) of Caterpillar Inc. (the “Company”) of his decision not to stand for re-election to the Board at the Company’s 2024 Annual Meeting of Shareholders. Mr. Calhoun’s decision was not the result of any disagreement with the Company. The Board of Directors is very grateful…

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On August 7, 2023, the Board of Directors of Caterpillar Inc. (the “Company”) accepted the previously tendered resignation of Kelly A. Ayotte, effective August 8, 2023, as a member of the Company’s Board of Directors as a result of her recent announcement of her candidacy for the position of governor of New Hampshire. Ms. Ayotte’s resignation was n…

Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. On February 9, 2022, the Board of Directors of Caterpillar Inc. (the “Company”) appointed William E. Schaupp, age 50 as Chief Accounting Officer. Mr. Schaupp's appointment is effective April 1, 2022 and follows the previously announced retirement of Gary Michael Marvel as the Company’s Chief Accounting Officer. Mr. Schaupp has served as the Company’s Finance Director, Global Finance Service…

Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. On February 2, 2022, Gary Michael Marvel, Chief Accounting Officer of Caterpillar Inc. (the “Company”), informed the Company of his intention to retire effective April 1, 2022.

Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. On February 1, 2022, Miles D. White communicated to the Board of Directors (the “Board”) of Caterpillar Inc. (the “Company”) his decision not to stand for re-election to the Board at the Company’s 2022 Annual Meeting of Shareholders. Mr. White’s decision was not the result of any disagreement with the Company. The Board of Directors is very grateful to Mr. White for his valuable contributio…