Results of Operations and Financial Condition. On August 4, 2026, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the second quarter and three months ended June 30, 2026. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act…

Results of Operations and Financial Condition. On May 7, 2026, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the first quarter and three months ended March 31, 2026. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of…

Results of Operations and Financial Condition. On March 2, 2026, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the fourth quarter and full year ended December 31, 2025. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act…

OTHER EVENTS. As previously disclosed, on December 13, 2024, Turning Point Brands, Inc. (the “ Company ”) entered into an at-the-market sales agreement (the “ sales agreement ”) with B. Riley Securities, Inc. and Barclays Capital Inc. (together, the “ sales agents ”), relating to the issuance and sale from time to time by the Company, through the sales agents, of shares of the Company’s common stock, par value $0.01 per share (the “ Common Stock ”). The Common Stock to be sold under the sales…

Results of Operations and Financial Condition. On November 5, 2025, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2025. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as…

Results of Operations and Financial Condition. On November 5, 2025, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2025. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as…

by reference. In connection with the additional $200,000,000 of Common Stock that may be sold pursuant to the prospectus supplement, as amended by the amendment, Milbank LLP provided the Company with the legal opinion attached to this Current Report on Form 8-K as Exhibit 5.1. The sales agents and their respective affiliates have engaged, and may in the future engage, in commercial and investment banking transactions with the Company in the ordinary course of their businesses. They have recei…

Results of Operations and Financial Condition. On August 6, 2025, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the second quarter ended June 30, 2025. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amend…

Results of Operations and Financial Condition. On May 7, 2025, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the first quarter ended March 31, 2025. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended,…

Changes in Registrant ’ s Certifying Accountant The Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of Turning Point Brands, Inc. (the “Company”), is directly responsible for the appointment, compensation, retention, and oversight of the independent registered public accounting firm selected to audit our consolidated financial statements. In fulfilling this responsibility, the Committee regularly evaluates the independence, professional qualifications, and performanc…

Results of Operations and Financial Condition. On March 6, 2025, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the fourth quarter and full year ended December 31, 2024. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act…

Creation of a Direct Financial Obligation or an Obligation under an Off Balance Sheet Arrangement of a Registrant The information set forth in

Entry into a Material Definitive Agreement 7.625% Senior Secured Notes due 2032 On February 19, 2025 (the “Closing Date”), Turning Point Brands, Inc., a Delaware corporation (“TPB” or the “Company”) entered into an indenture (the “Indenture”) relating to the previously announced issuance of $300.0 million aggregate principal amount of its 7.625% Senior Secured Notes due 2032 (the “Notes”), by and among the Company, the Guarantors (as defined below) and GLAS Trust Company LLC, as trustee and n…

below, the Company is providing certain preliminary estimated unaudited financial and operational information for the fourth quarter and full year ended December 31, 2024. For the three months ended December 31, 2024, we estimate that our total net sales were between $93.1 million and $94.1 million, our income before income taxes from continuing operations was between $13.0 million and $14.0 million, our EBITDA was between $18.3 million and $19.3 million and our Adjusted EBITDA was between $2…

Results of Operations and Financial Condition. Turning Point Brands, Inc. (the “Company”) expects to report its financial results for the fourth quarter and full year ended December 31, 2024 no later than March 15, 2025. However, in connection with a proposed private offering of the Company’s senior secured notes discussed in

Other Events On January 2, 2025, Turning Point Brands, Inc. (the “Company”) contributed 100% of its interest in South Beach Brands LLC (“SBB”), the subsidiary that owns and operates the Company’s Creative Distribution Solutions (“CDS”) segment, to General Wireless Operations, Inc. (“GWO”) in exchange for 1,006.45 shares of GWO common stock and 680 shares of GWO Series B Preferred Stock, which together represent 49% of the issued and outstanding GWO common stock on a fully-diluted basis. CDS g…

by reference. In connection with the ATM Offering, Milbank LLP provided the Company with the legal opinion attached to this Current Report on Form 8-K as Exhibit 5.1. The sales agents and their respective affiliates have engaged, and may in the future engage, in commercial and investment banking transactions with the Company in the ordinary course of their businesses. They have received, and expect to receive, customary compensation and expense reimbursement for these commercial and investmen…

Results of Operations and Financial Condition. On November 07, 2024, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2024. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, a…

Results of Operations and Financial Condition. On August 01, 2024, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the second quarter ended June 30, 2024. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amen…

Results of Operations and Financial Condition. On May 02, 2024, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the first quarter ended March 31, 2024. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended…

Director — Arnold Zimmerman: Mr. Arnold Zimmerman is retiring as a director after eleven years of service and will serve as Director Emeritus.

Chief Financial Officer — Louie Reformina: Louie Reformina is leaving to pursue other opportunities, and Andrew Flynn has been appointed as the new CFO.

Results of Operations and Financial Condition. On February 28, 2024, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the fourth quarter and full year ended December 31, 2023. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange…

Results of Operations and Financial Condition. On November 08, 2023, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2023. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, a…

Results of Operations and Financial Condition. On August 2, 2023, Turning Point Brands, Inc. (the “Company”) issued a press release announcing its financial results for the second quarter ended June 30, 2023. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amend…