Results of Operations and Financial Condition. On July 15, 2026, Morgan Stanley (the “Company”) released financial information with respect to its quarter ended June 30, 2026. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company’s Financial Data Supplement for its quarter ended June 30, 2026 is annexed as Exhibit 99.2 to this Report and by this refe…

Other Events. On June 24, 2026, Morgan Stanley (the “Company”) announced it will increase its quarterly common stock dividend to $1.15 per share from the current $1.00 per share, beginning with the common stock dividend expected to be declared by the Company’s Board of Directors (the “Board”) in the quarter ending September 30, 2026 (the “third quarter”). In addition, the Board reauthorized a multi-year common equity share repurchase program of up to $20 billion, without a set expiration date…

Results of Operations and Financial Condition. On April 15, 2026, Morgan Stanley (the "Company") released financial information with respect to its quarter ended March 31, 2026. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter ended March 31, 2026 is annexed as Exhibit 99.2 to this Report and by this r…

Other Events Morgan Stanley (the “Firm”) today announced that the Compensation, Management Development and Succession Committee of the Firm's Board of Directors (the “Compensation Committee”) has determined in consultation with the Firm's Board of Directors the 2025 compensation for Edward Pick, Chairman and Chief Executive Officer (“CEO”) of the Firm. The Compensation Committee based its decision of Mr. Pick’s 2025 compensation on its assessment of his outstanding performance during his seco…

Results of Operations and Financial Condition. On January 15, 2026, Morgan Stanley (the "Company") released financial information with respect to its quarter and year ended December 31, 2025. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter and year ended December 31, 2025 is annexed as Exhibit 99.2 to…

Results of Operations and Financial Condition. On October 15, 2025, Morgan Stanley (the "Company") released financial information with respect to its quarter ended September 30, 2025. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter ended September 30, 2025 is annexed as Exhibit 99.2 to this Report and…

Results of Operations and Financial Condition. On July 16, 2025, Morgan Stanley (the "Company") released financial information with respect to its quarter ended June 30, 2025. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter ended June 30, 2025 is annexed as Exhibit 99.2 to this Report and by this refe…

Other Events. On July 1, 2025, Morgan Stanley (the “Company”) announced it will increase its quarterly common stock dividend to $1.00 per share from the current $0.925 per share, beginning with the common stock dividend expected to be declared by the Company’s Board of Directors (the “Board”) in the quarter ending September 30, 2025 (the “third quarter”). In addition, the Board reauthorized a multi-year common equity share repurchase program of up to $20 billion, without a set expiration date…

Director — Lynn J. Good: The filing discloses the election of a new independent director to the Board of Directors, which is a routine governance event and not a departure of a senior executive.

The filing discloses the approval of an equity incentive compensation plan amendment, which is a non-management matter mis-filed under Item 5.02.

Results of Operations and Financial Condition. On April 11, 2025, Morgan Stanley (the "Company") released financial information with respect to its quarter ended March 31, 2025. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter ended March 31, 2025 is annexed as Exhibit 99.2 to this Report and by this r…

CFO — Raja Akram: The Deputy CFO, Chief Accounting Officer, and Controller is resigning to pursue another opportunity, representing a genuine departure of a senior financial executive.

Other Events Morgan Stanley (the "Firm") today announced that the Compensation, Management Development and Succession Committee of the Firm's Board of Directors (the "Compensation Committee") has determined in consultation with the Firm's Board of Directors the 2024 compensation for Edward Pick, Chief Executive Officer of the Firm. Mr. Pick was named Chairman of the Board of Directors effective January 1, 2025. The Compensation Committee based its decision of Mr. Pick's 2024 compensation on i…

Results of Operations and Financial Condition. On January 16, 2025, Morgan Stanley (the "Company") released financial information with respect to its quarter and year ended December 31, 2024. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter and year ended December 31, 2024 is annexed as Exhibit 99.2 to…

Director — Stephen Luczo: A director resigned for personal reasons without disagreement, resulting in a planned reduction of board size.

CEO — Mr. Gorman: The filing describes the transition of the CEO to a non-employee advisor role, indicating an orderly succession rather than a sudden loss of the executive.

Results of Operations and Financial Condition. On October 16, 2024, Morgan Stanley (the "Company") released financial information with respect to its quarter ended September 30, 2024. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter ended September 30, 2024 is annexed as Exhibit 99.2 to this Report and…

Material Modification to Rights of Security Holders. Upon issuance of the Series Q Preferred Stock (as defined in

Results of Operations and Financial Condition. On July 16, 2024, Morgan Stanley (the "Company") released financial information with respect to its quarter ended June 30, 2024. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter ended June 30, 2024 is annexed as Exhibit 99.2 to this Report and by this refe…

Other Events. On June 28, 2024, Morgan Stanley (the “Company”) announced it will increase its quarterly common stock dividend to $0.925 per share from the current $0.85 per share, beginning with the common stock dividend expected to be declared by the Company’s Board of Directors (the “Board”) in the quarter ending September 30, 2024 (the “third quarter”). In addition, the Board reauthorized a multi-year common equity share repurchase program of up to $20 billion, without a set expiration dat…

Executive Chairman — James P. Gorman: The announcement of the Executive Chairman stepping down effective at year-end represents a planned, orderly succession rather than a sudden loss of a sitting executive.

Results of Operations and Financial Condition. On April 16, 2024, Morgan Stanley (the "Company") released financial information with respect to its quarter ended March 31, 2024. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter ended March 31, 2024 is annexed as Exhibit 99.2 to this Report and by this r…

CEO — Mr. Pick: The filing discloses a retroactive salary adjustment for the CEO to align with the previous CEO's compensation, which is a compensatory arrangement rather than a departure or new appointment.

Other Events Morgan Stanley (the “Firm”) today announced that the Compensation, Management Development and Succession Committee of the Firm’s Board of Directors (the “Compensation Committee”) has determined in consultation with the Firm’s Board of Directors the 2023 compensation for James P. Gorman, as Chairman and Chief Executive Officer (“CEO”) of the Firm for 2023. Mr. Gorman stepped down as CEO of the Firm at the end of 2023 and became Executive Chairman of the Firm effective January 1, 2…

Results of Operations and Financial Condition. On January 16, 2024, Morgan Stanley (the "Company") released financial information with respect to its quarter and year ended December 31, 2023. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter and year ended December 31, 2023 is annexed as Exhibit 99.2 to…