Unregistered Sales of Equity Securities. On the Closing Date, the Company issued the Warrants to purchase an aggregate of 1,454,545 shares of Common Stock to the lenders under the Loan Agreement and agreed to issue additional Warrants to purchase up to 727,272 shares on a pro rata basis in connection with any increase to the loan amount as described above. The Warrants will be issued in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as a…

Entry into a Material Definitive Agreement. Loan, Security and Guaranty Agreement On September 4, 2026 (the “Closing Date”), NeoVolta, Inc., a Nevada corporation (the “Company”), entered into a Loan, Security and Guaranty Agreement (the “Loan Agreement”) with Horizon Technology Finance Corporation, a Delaware corporation (“Horizon”), as collateral agent and a lender, ROHO Capital Opportunity Fund LLC, a Delaware limited liability company (“ROHO”), as a lender, and Monroe Capital Management Ad…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth in

Entry into a Material Definitive Agreement. On May 27, 2026, NeoVolta, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Lake Street Capital Markets, LLC (“Lake Street”), as representative of the several underwriters named in Schedule A thereto (collectively, the “Underwriters”), pursuant to which, on May 29, 2026, we issued and sold in an underwritten public offering of 12,195,122 shares (the “Firm Shares”) of the Company’s common stock, $0.001 p…

Results of Operations and Financial Condition. On May 14, 2026, NeoVolta, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended March 31, 2026 and recent operational updates. A copy of the press release is attached to this report as Exhibit 99.1 and is incorporated by reference herein.

Chief Financial Officer — Jing Nealis: The company appointed Jing Nealis as the new Chief Financial Officer, succeeding Steve Bond.

Entry into a Material Definitive Agreement. As previously disclosed in the Current Report on Form 8-K filed on January 13, 2026, NeoVolta Inc., a Nevada corporation (“NeoVolta”), NeoVolta Power, LLC, NPJV MANAGER LLC (“NMC”), and Can Current Corporation (“CCC”) entered into the Operating Agreement of NeoVolta Power, LLC (the “Original Operating Agreement”) and a Contribution Agreement (the “Original Contribution Agreement”) in connection with the formation of NeoVolta Power, LLC, a Delaware l…

Unregistered Sales of Equity Securities. The information set forth in

Executive Vice President — Steve Bond: Steve Bond was promoted to Executive Vice President while transitioning out of the role of Chief Financial Officer.

Entry into a Material Definitive Agreement. On March 27, 2026, NeoVolta, Inc. (the “Company”), entered into a Sales Agreement (the "Sales Agreement") with Needham & Company, LLC ("Needham"). Pursuant to the terms of the Sales Agreement, the Company may sell from time to time through Needham, as sales agent, shares of the Company's common stock, par value $0.001 per share ("Shares") having an aggregate offering price of up to $30,000,000. The Company intends to use the net proceeds from the sa…

The company cancelled RSUs and issued new stock option awards to the CEO and CFO.

Chief Product Officer — Michael Mendik: Michael Mendik resigned as Chief Product Officer.

Chief Product Officer — Michael Mendik: Michael Mendik was terminated effectively immediately.

Entry into a Material Definitive Agreement. Registered Direct Offering On January 22, 2026, NeoVolta Inc., a Nevada corporation (the “Company”), entered into a securities purchase agreement (the “RDO Purchase Agreement”) with the purchasers named therein (the “Purchasers”), pursuant to which the Company agreed to issue and sell to the Purchasers, in a registered direct offering (the “Registered Direct Offering”), 2,100,841 shares (the “Shares”) of the Company’s common stock, $0.001 par value…

of this report contain forward-looking statements. The Company’s actual results may differ from its expectations, estimates and projections and consequently, you should not rely on these forward-looking statements as predictions of future events. Forward-looking statements include, but are not limited to, statements that express the Company’s intentions, beliefs, expectations, strategies, predictions or any other statements related to its future activities, or future events or conditions. The…

Entry into a Material Definitive Agreement. On January 13, 2026, NeoVolta Inc., a Nevada corporation (the “NeoVolta”), NeoVolta Power, LLC, NPJV MANAGER LLC (“NMC”), and Can Current Corporation (“CCC”) entered into the Operating Agreement of NeoVolta Power, LLC (the “Operating Agreement”). The Operating Agreement governs the formation, management, capital structure, and operations of NeoVolta Power, LLC, a Delaware limited liability company (the “Company”), established for the purpose of join…

Unregistered Sales of Equity Securities. On November 19, 2025, NeoVolta , Inc. (the “Company”) entered into a Subscription Agreements (the “Agreements”) with accredited investors (the “Investors”), pursuant to which the Investors purchased in a private placement an aggregate of 5,200,000 shares of the Company’s common stock (“Common Stock”) at a purchase price of $2.50. The offering is expected to close on or about December 1, 2025. The gross proceeds to the Company from the offering were app…

Results of Operations and Financial Condition. On October 23, 2025, NeoVolta, Inc. (the “Company”), issued a press release (the “Press Release”) announcing financial results for the fiscal quarter ended September 30, 2025. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The information contained herein and in the accompanying exhibits shall not be incorporated by reference into any filing of the Company, whether made before or after the date hereof…

Chief Operating Officer — Amany Ibrahim: Amany Ibrahim was appointed as the Chief Operating Officer.

Completion of Acquisition or Disposition of Assets. The information set forth in

Unregistered Sales of Equity Securities. The information set forth in

Entry into a Material Definitive Agreement. On October 1, 2025, NeoVolta, Inc., a Nevada corporation (“NeoVolta”), entered into an Asset Purchase Agreement (the “Agreement”) with Neubau Energy Inc., a Delaware corporation (“Seller” or “Neubau Energy”), and the shareholders of Seller (collectively, the “Shareholders”). Pursuant to the Agreement, NeoVolta acquired certain assets of Seller (the “Acquired Assets”), as set forth in the Agreement and related exhibits, on a cash-free, debt-free basi…

Director — James Amos: James Amos resigned from his position as a member of the Board and all committees of the Board.

The excerpt does not provide specific details about a departure or appointment.

Entry Into a Material Definitive Agreement. On September 3, 2024, NeoVolta, Inc. (the “Company”) entered into an agreement (the “Agreement”) with National Energy Modelers, Inc. (the “Lender”), a newly formed financing entity, whereby the Company obtained a line of credit for borrowings of up to $5,000,000. Under the Agreement, the Company will be required to make monthly payments to the Lender of accrued interest, at the rate of 16% per annum, on any outstanding borrowings that are made, with…